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ERC

Allspring Multi-Sector Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$6.43M -$653K -58,049 -9%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$5.8M -$373K -33,130 -6%
Ameriprise
3
Ameriprise
Minnesota
$5.38M -$328K -29,202 -6%
Cohen & Steers
4
Cohen & Steers
New York
$3.46M
UBS Group
5
UBS Group
Switzerland
$3.16M -$127K -11,320 -4%
RJA
6
Raymond James & Associates
Florida
$3.03M -$294K -26,157 -8%
SFS
7
Shaker Financial Services
Virginia
$3.02M +$60.6K +5,389 +2%
Osaic Holdings
8
Osaic Holdings
Arizona
$2.98M +$76.3K +6,785 +3%
NL
9
NWAM LLC
Washington
$2.63M -$5.75K -511 -0.2%
Morgan Stanley
10
Morgan Stanley
New York
$2.32M +$53.5K +4,755 +2%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$2.12M -$96.6K -8,592 -4%
GC
12
Guggenheim Capital
Illinois
$1.98M -$452K -40,145 -18%
Stifel Financial
13
Stifel Financial
Missouri
$1.93M +$337K +29,930 +20%
PVWM
14
Point View Wealth Management
New Jersey
$996K
Bank of America
15
Bank of America
North Carolina
$971K -$246K -21,868 -19%
CIA
16
Capital Investment Advisors
Georgia
$914K -$40.5K -3,601 -4%
BFEC
17
Benjamin F. Edwards & Company
Missouri
$873K -$10.6K -941 -1%
SIA
18
Sit Investment Associates
Minnesota
$767K -$33.4K -2,973 -4%
SAM
19
Selway Asset Management
$672K -$59.1K -5,255 -8%
MAFM
20
Mid Atlantic Financial Management
Pennsylvania
$503K +$43.9K +3,900 +10%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$464K +$57.7K +5,128 +13%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$459K -$44.6K -3,969 -9%
UCI
23
Uncommon Cents Investing
Wisconsin
$421K +$281 +25 +0.1%
AA
24
AQR Arbitrage
Connecticut
$343K -$150K -13,378 -30%
IFG
25
Independent Financial Group
California
$332K -$14.5K -1,291 -4%