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ERC

Allspring Multi-Sector Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$22.4M +$1.48M +111,612 +7%
Invesco
2
Invesco
Georgia
$6.62M -$1.13M -85,018 -15%
Ameriprise
3
Ameriprise
Minnesota
$5.02M +$1.97M +148,468 +64%
RJA
4
Raymond James & Associates
Florida
$4.8M +$181K +13,603 +4%
Cohen & Steers
5
Cohen & Steers
New York
$3.94M
Morgan Stanley
6
Morgan Stanley
New York
$3.5M -$84.4K -6,349 -2%
Stifel Financial
7
Stifel Financial
Missouri
$2.45M +$94.4K +7,101 +4%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.28M -$1.72M -129,411 -43%
Osaic Holdings
9
Osaic Holdings
Arizona
$2.14M +$84K +6,319 +4%
SFS
10
Sowell Financial Services
Arkansas
$2M -$583K -43,810 -23%
UBS Group
11
UBS Group
Switzerland
$1.49M -$47.7K -3,588 -3%
Bank of America
12
Bank of America
North Carolina
$1.22M +$112K +8,459 +10%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$1.22M +$158K +11,860 +15%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$1.07M +$20K +1,505 +2%
CIA
15
Capital Investment Advisors
Georgia
$985K -$27.9K -2,100 -3%
Fiera Capital (Canada)
16
Fiera Capital (Canada)
Quebec, Canada
$819K +$21.7K +1,632 +3%
SAM
17
Selway Asset Management
$726K -$18.9K -1,419 -3%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$559K +$562K +42,297 New
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$518K +$13.5K +1,017 +3%
UCI
20
Uncommon Cents Investing
Wisconsin
$507K
NA
21
NewEdge Advisors
Louisiana
$476K +$479K +36,000 New
LPL Financial
22
LPL Financial
California
$449K +$21.9K +1,650 +5%
IFG
23
Independent Financial Group
California
$440K +$5.98K +450 +1%
SPIA
24
Steward Partners Investment Advisory
New York
$412K +$130K +9,798 +46%
NL
25
NWAM LLC
Washington
$377K -$415K -31,209 -52%