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ERC

Allspring Multi-Sector Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$8.45M -$1.04M -83,200 -11%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$5.98M -$368K -29,538 -6%
Ameriprise
3
Ameriprise
Minnesota
$5.51M -$3.15M -253,246 -36%
UBS Group
4
UBS Group
Switzerland
$4.63M -$19.7K -1,584 -0.4%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$4.26M -$3.56K -286 -0.1%
RJA
6
Raymond James & Associates
Florida
$3.92M +$827K +66,449 +26%
Morgan Stanley
7
Morgan Stanley
New York
$3.64M -$364K -29,262 -9%
Cohen & Steers
8
Cohen & Steers
New York
$3.6M
NL
9
NWAM LLC
Washington
$2.96M -$12.1K -970 -0.4%
GC
10
Guggenheim Capital
Illinois
$2.81M -$385K -30,972 -12%
LCM
11
Landscape Capital Management
New Jersey
$2.52M -$781K -62,740 -24%
Stifel Financial
12
Stifel Financial
Missouri
$2.32M -$16.9K -1,358 -0.7%
SFS
13
Shaker Financial Services
Virginia
$2.11M +$2.13M +171,119 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$1.6M +$74.3K +5,968 +5%
PVWM
15
Point View Wealth Management
New Jersey
$1.27M -$217K -17,410 -15%
Bank of America
16
Bank of America
North Carolina
$1.26M -$132K -10,571 -9%
CIA
17
Capital Investment Advisors
Georgia
$1.16M -$13.9K -1,119 -1%
BFEC
18
Benjamin F. Edwards & Company
Missouri
$1.08M -$8.69K -698 -0.8%
AAM
19
Advisors Asset Management
Colorado
$1.07M +$179K +14,412 +20%
SIA
20
Sit Investment Associates
Minnesota
$1.07M
MAFM
21
Mid Atlantic Financial Management
Pennsylvania
$1.05M -$2.49K -200 -0.2%
SAM
22
Selway Asset Management
$948K
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$566K -$6.79K -546 -1%
UCI
24
Uncommon Cents Investing
Wisconsin
$477K
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$465K +$25.8K +2,074 +6%