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ERC

Allspring Multi-Sector Income Fund
ERC

Name Holding Trade Value Shares
Change 		Change in
Stake
Invesco
1
Invesco
Georgia
$7.23M -$17K -1,654 -0.3%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.3M +$895K +86,990 +18%
Ameriprise
3
Ameriprise
Minnesota
$5.82M +$866K +84,157 +19%
Cohen & Steers
4
Cohen & Steers
New York
$3.55M – – –
RJA
5
Raymond James & Associates
Florida
$3.39M -$650K -63,184 -17%
UBS Group
6
UBS Group
Switzerland
$3.37M -$64K -6,218 -2%
SFS
7
Shaker Financial Services
Virginia
$3.03M -$755K -73,429 -21%
Osaic Holdings
8
Osaic Holdings
Arizona
$2.98M -$12.2M -1,185,041 -81%
NL
9
NWAM LLC
Washington
$2.7M +$2.52M +244,879 New
GC
10
Guggenheim Capital
Illinois
$2.47M -$34.1K -3,320 -1%
Morgan Stanley
11
Morgan Stanley
New York
$2.32M -$95.3K -9,268 -4%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$2.27M +$8.09K +787 +0.4%
Stifel Financial
13
Stifel Financial
Missouri
$1.65M +$54.9K +5,334 +4%
Bank of America
14
Bank of America
North Carolina
$1.24M -$462K -44,932 -29%
PVWM
15
Point View Wealth Management
New Jersey
$1.02M -$9.91K -964 -1%
CIA
16
Capital Investment Advisors
Georgia
$976K -$10.3K -1,003 -1%
BFEC
17
Benjamin F. Edwards & Company
Missouri
$905K -$1.93K -188 -0.2%
SIA
18
Sit Investment Associates
Minnesota
$819K -$397K -38,559 -34%
SAM
19
Selway Asset Management
$746K -$40.3K -3,919 -5%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$514K +$23.3K +2,263 +5%
AA
21
AQR Arbitrage
Connecticut
$499K +$215K +20,876 +86%
MAFM
22
Mid Atlantic Financial Management
Pennsylvania
$446K -$6.17K -600 -1%
UCI
23
Uncommon Cents Investing
Wisconsin
$430K +$5.09K +495 +1%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$419K -$56.7K -5,516 -13%
IFG
25
Independent Financial Group
California
$354K +$4.66K +453 +1%
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