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ERC

Allspring Multi-Sector Income Fund
ERC

Name Holding Trade Value Shares
Change 		Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$18.1M -$1.56M -119,959 -8%
Invesco
2
Invesco
Georgia
$12.4M +$1.41M +108,277 +13%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$9.41M +$1.32M +101,306 +16%
PPA
4
Parametric Portfolio Associates
Washington
$7.99M -$3.15M -241,164 -28%
LCM
5
Laurion Capital Management
New York
$7.5M -$2.93M -224,492 -28%
UBS Group
6
UBS Group
Switzerland
$5.02M -$16.4M -1,254,872 -77%
NL
7
NWAM LLC
Washington
$4.34M +$120K +9,164 +3%
Ameriprise
8
Ameriprise
Minnesota
$4.13M +$2.11M +161,854 +105%
Morgan Stanley
9
Morgan Stanley
New York
$3.98M -$533K -40,851 -12%
Cohen & Steers
10
Cohen & Steers
New York
$3.72M – – –
FFA
11
First Foundation Advisors
California
$2.96M -$41.7K -3,199 -1%
Stifel Financial
12
Stifel Financial
Missouri
$2.9M +$1.61M +123,507 +125%
CCP
13
Clough Capital Partners
Massachusetts
$2.73M +$1.79M +136,918 +189%
RJA
14
Raymond James & Associates
Florida
$2.67M -$84.8K -6,503 -3%
GC
15
Guggenheim Capital
Illinois
$2.56M +$822K +62,998 +47%
Kovitz Investment Group Partners
16
Kovitz Investment Group Partners
Illinois
$2.35M -$188K -14,449 -7%
Bank of America
17
Bank of America
North Carolina
$2.25M +$37.6K +2,881 +2%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$1.95M -$124K -9,517 -6%
PVWM
19
Point View Wealth Management
New Jersey
$1.71M -$62K -4,756 -4%
CIA
20
Capital Investment Advisors
Georgia
$1.27M -$18.3K -1,405 -1%
SAM
21
Selway Asset Management
$1.22M -$119K -9,126 -9%
AAM
22
Advisors Asset Management
Colorado
$1.11M -$23.1K -1,775 -2%
Millennium Management
23
Millennium Management
New York
$959K +$958K +73,460 New
RJFSA
24
Raymond James Financial Services Advisors
Florida
$955K -$20.4K -1,562 -2%
LCM
25
Landscape Capital Management
New Jersey
$909K -$948K -72,704 -51%
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