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ERC

Allspring Multi-Sector Income Fund
ERC

Name Holding Trade Value Shares
Change 		Change in
Stake
Invesco
1
Invesco
Georgia
$4.87M +$819K +88,640 +21%
SIA
2
Sit Investment Associates
Minnesota
$4.79M +$3.07M +331,585 +196%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$4.51M +$584K +63,208 +16%
SFS
4
Shaker Financial Services
Virginia
$4.46M -$277K -30,012 -6%
RJA
5
Raymond James & Associates
Florida
$3.25M -$21.1K -2,286 -0.7%
1CP
6
1607 Capital Partners
Virginia
$3.23M +$1.5M +162,300 +93%
Morgan Stanley
7
Morgan Stanley
New York
$3.22M +$119K +12,835 +4%
Pathstone Holdings
8
Pathstone Holdings
New Jersey
$2.94M +$2.84M +307,097 New
RJFSA
9
Raymond James Financial Services Advisors
Florida
$2.8M +$420K +45,478 +18%
Ameriprise
10
Ameriprise
Minnesota
$2.42M -$251K -27,125 -10%
LCM
11
Landscape Capital Management
New Jersey
$2.21M -$2.63K -285 -0.1%
SFS
12
Sowell Financial Services
Arkansas
$1.53M -$97K -10,498 -6%
WAM
13
Wolverine Asset Management
Illinois
$1.45M +$450K +48,692 +47%
BEI
14
Benjamin Edwards Inc
Missouri
$1.43M +$1.38M +149,425 New
Stifel Financial
15
Stifel Financial
Missouri
$1.38M -$49.7K -5,372 -4%
Cohen & Steers
16
Cohen & Steers
New York
$1.38M – – –
AA
17
AQR Arbitrage
Connecticut
$1.33M +$321K +34,683 +33%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$1.33M +$156K +16,859 +14%
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$1.32M -$13.9K -1,505 -1%
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$1.24M +$63.8K +6,899 +6%
Fiera Capital (Canada)
21
Fiera Capital (Canada)
Quebec, Canada
$1.09M +$29.5K +3,193 +3%
AAM
22
Advisors Asset Management
Colorado
$863K -$290K -31,373 -26%
RC
23
Rareview Capital
Nevada
$697K +$673K +72,762 New
UBS Group
24
UBS Group
Switzerland
$670K +$19.6K +2,117 +3%
Bank of America
25
Bank of America
North Carolina
$623K -$2.36K -255 -0.4%
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