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ERC

Allspring Multi-Sector Income Fund
ERC

Name Holding Trade Value Shares
Change 		Change in
Stake
Invesco
1
Invesco
Georgia
$8.9M +$82.1K +6,514 +1%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.89M +$640K +50,787 +10%
Ameriprise
3
Ameriprise
Minnesota
$5.83M +$83.7K +6,639 +1%
UBS Group
4
UBS Group
Switzerland
$4.86M +$35K +2,778 +0.7%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$4.63M +$177K +14,049 +4%
RJA
6
Raymond James & Associates
Florida
$4.26M +$162K +12,870 +4%
Morgan Stanley
7
Morgan Stanley
New York
$3.64M -$153K -12,139 -4%
Cohen & Steers
8
Cohen & Steers
New York
$3.48M -$268K -21,301 -7%
NL
9
NWAM LLC
Washington
$3.1M +$1.98K +157 +0.1%
GC
10
Guggenheim Capital
Illinois
$2.79M -$133K -10,562 -5%
Stifel Financial
11
Stifel Financial
Missouri
$2.56M +$136K +10,780 +6%
SFS
12
Shaker Financial Services
Virginia
$1.99M -$210K -16,632 -10%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.73M +$52.9K +4,200 +3%
Bank of America
14
Bank of America
North Carolina
$1.44M +$124K +9,830 +10%
PVWM
15
Point View Wealth Management
New Jersey
$1.29M -$29.9K -2,369 -2%
CIA
16
Capital Investment Advisors
Georgia
$1.2M -$6.4K -508 -0.5%
AAM
17
Advisors Asset Management
Colorado
$1.19M +$70.7K +5,610 +6%
BFEC
18
Benjamin F. Edwards & Company
Missouri
$1.13M +$1.4K +111 +0.1%
SIA
19
Sit Investment Associates
Minnesota
$1.12M – – –
MAFM
20
Mid Atlantic Financial Management
Pennsylvania
$1.05M -$44.1K -3,500 -4%
SAM
21
Selway Asset Management
$962K -$26.5K -2,100 -3%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$621K +$30.1K +2,386 +5%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$513K +$27.6K +2,188 +6%
UCI
24
Uncommon Cents Investing
Wisconsin
$497K – – –
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$494K +$13K +1,033 +3%
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