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ERC

Allspring Multi-Sector Income Fund
ERC

Name Holding Trade Value Shares
Change 		Change in
Stake
Invesco
1
Invesco
Georgia
$4.96M +$87.7K +9,018 +2%
RJA
2
Raymond James & Associates
Florida
$3.54M +$88.6K +9,115 +3%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.53M +$1.31M +134,276 +57%
Ameriprise
4
Ameriprise
Minnesota
$2.6M -$16.7K -1,719 -0.6%
Morgan Stanley
5
Morgan Stanley
New York
$2.41M -$45.7K -4,706 -2%
SFS
6
Sowell Financial Services
Arkansas
$1.76M +$1.77M +182,149 New
Stifel Financial
7
Stifel Financial
Missouri
$1.74M -$55.8K -5,745 -3%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.7M +$102K +10,451 +6%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$1.68M -$4.91K -505 -0.3%
SIA
10
Sit Investment Associates
Minnesota
$1.59M +$608K +62,523 +60%
Cohen & Steers
11
Cohen & Steers
New York
$1.38M – – –
Northwestern Mutual Wealth Management
12
Northwestern Mutual Wealth Management
Wisconsin
$1.33M +$349K +35,900 +35%
Fiera Capital (Canada)
13
Fiera Capital (Canada)
Quebec, Canada
$1.02M +$184K +18,925 +21%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$990K +$149K +15,313 +17%
SFS
15
Shaker Financial Services
Virginia
$842K -$797K -82,009 -48%
UBS Group
16
UBS Group
Switzerland
$821K -$136K -14,005 -14%
PGFC
17
Peapack-Gladstone Financial Corp
New Jersey
$801K – – –
Bank of America
18
Bank of America
North Carolina
$755K -$99.7K -10,255 -12%
CIA
19
Capital Investment Advisors
Georgia
$649K -$47.2K -4,853 -7%
SAM
20
Selway Asset Management
$537K +$13.2K +1,355 +2%
LCM
21
Landscape Capital Management
New Jersey
$435K -$548K -56,424 -55%
NA
22
NewEdge Advisors
Louisiana
$425K -$48.2K -4,957 -10%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$368K +$15.8K +1,624 +4%
UCI
24
Uncommon Cents Investing
Wisconsin
$367K – – –
IFG
25
Independent Financial Group
California
$364K +$2.92K +300 +0.8%
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