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ERC

Allspring Multi-Sector Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MA
51
MUFG Americas
New York
$7K +$1.9K +132 +39%
Northwestern Mutual Wealth Management
52
Northwestern Mutual Wealth Management
Wisconsin
$4K -$25.2K -1,750 -88%
AC
53
Alexandria Capital
Virginia
$1K
SAM
54
Selway Asset Management
-$1.47M -104,300 Closed
DA
55
Doliver Advisors
Texas
-$1.13M -80,526 Closed
SG Americas Securities
56
SG Americas Securities
New York
-$501K -35,627 Closed
PP
57
Paloma Partners
Connecticut
-$472K -33,583 Closed
OFG
58
OTA Financial Group
New York
-$248K -17,704 Closed
SFS
59
Shaker Financial Services
Virginia
-$162K -11,532 Closed
First Trust Advisors
60
First Trust Advisors
Illinois
-$158K -11,268 Closed
US Bancorp
61
US Bancorp
Minnesota
-$17K -1,200 Closed
TRCT
62
Tower Research Capital (TRC)
New York
-$1K -60 Closed
TDC
63
Thompson Davis & Co
Virginia
+$14 +1 New