Thompson Davis & Co’s Allspring Multi-Sector Income Fund ERC Stock Holding History

Thompson Davis & Co’s Portfolio ERC Stock Details ERC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1	Closed	–	–	1163
2015 Q2	$0	Hold	1	–	–	﹤0.01%	1203
2015 Q1	$0	Hold	1	–	–	﹤0.01%	1199
2014 Q4	$0	Hold	1	–	–	﹤0.01%	1194
2014 Q3	$0	Hold	1	–	–	﹤0.01%	1166
2014 Q2	$0	Hold	1	–	–	﹤0.01%	785
2014 Q1	$0	Buy	+1	New	+$14	﹤0.01%	814

Other funds holding ERC

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Thompson Davis & Co's ERC Position: Q3 2015 in Review

Thompson Davis & Co sold out of Allspring Multi-Sector Income Fund (ERC) in Q3 2015, closing a stake of 1 share.

Thompson Davis & Co first reported a position in ERC in Q1 2014 and held it in 6 quarters. The position peaked at $0 in Q2 2015. 64 funds tracked by Wall St. Rank hold ERC as of Q3 2015.

Thompson Davis & Co reported no remaining Allspring Multi-Sector Income Fund position as of Q3 2015 after selling out during the quarter.
Thompson Davis & Co sold 1 Allspring Multi-Sector Income Fund share in Q3 2015.
Thompson Davis & Co first reported a position in Allspring Multi-Sector Income Fund in Q1 2014 and held it in 6 quarters.
Thompson Davis & Co's Allspring Multi-Sector Income Fund position peaked at $0 in Q2 2015.
64 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q3 2015.

Based on Thompson Davis & Co's 13F filing for Q3 2015, filed 30 Oct 2015.