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ERC

Allspring Multi-Sector Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$806K
SFS
27
Shaker Financial Services
Virginia
$770K +$342K +23,492 +74%
FFA
28
First Foundation Advisors
California
$721K +$74.2K +5,091 +11%
MIG
29
Mariner Investment Group
New York
$712K -$92.9K -6,376 -11%
DA
30
Doliver Advisors
Texas
$706K -$212K -14,530 -22%
LPL Financial
31
LPL Financial
California
$660K -$50.5K -3,468 -7%
IMS
32
Index Management Solutions
Pennsylvania
$653K +$107K +7,369 +19%
SI
33
SII Investments
Wisconsin
$617K +$48K +3,294 +8%
LCM
34
Landscape Capital Management
New Jersey
$409K -$10.1K -695 -2%
HCM
35
Hollencrest Capital Management
California
$400K
UCFA
36
United Capital Financial Advisors
Texas
$397K +$80K +5,495 +24%
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$372K -$47.1K -3,235 -11%
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$371K +$53.6K +3,677 +16%
WAM
39
Wolverine Asset Management
Illinois
$324K +$216K +14,829 +176%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$309K +$7.91K +543 +3%
Creative Planning
41
Creative Planning
Kansas
$288K +$291K +20,000 +3,295%
AIG
42
American International Group
New York
$267K
VKH
43
Virtu KCG Holdings
New York
$229K +$239K +16,376 New
OA
44
Oxbow Advisors
Texas
$227K
ICAS
45
Investors Capital Advisory Services
Massachusetts
$203K +$510 +35 +0.2%
Goldman Sachs
46
Goldman Sachs
New York
$171K -$120K -8,239 -40%
PVWM
47
Point View Wealth Management
New Jersey
$146K +$152K +10,448 New
WEC
48
Winslow Evans & Crocker
Massachusetts
$85.3K +$408 +28 +0.5%
WA
49
WFG Advisors
Texas
$70K +$72.8K +5,000 New
FWM
50
Focused Wealth Management
New York
$21K