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Invesco Dorsey Wright SmallCap Momentum ETF
DWAS

77 hedge funds and large institutions have $293M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2021 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 30 increasing their positions, 15 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 15

90% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 10

34% more capital invested

Capital invested by funds: $219M → $293M (+$74.6M)

13% more funds holding

Funds holding: 68 → 77 (+9)

14.78% less ownership

Funds ownership: 60.24% → 45.46% (-15%)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
77
Holders Change
+9
Holders Change %
+13.24%
% of All Funds
1.35%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
19
Increased
30
Reduced
15
Closed
10
Calls
$213K
Puts
–
Net Calls
+$213K
Net Calls Change
-$133K

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$15.7M
2
Wells Fargo
Wells Fargo
California
+$9.78M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$6.15M
4
LPL Financial
LPL Financial
California
+$4.87M
5
IWA
IBEX Wealth Advisors
New Jersey
+$3.18M

Top Sellers

Rank Fund Capital Flow
1
SAM
Synergy Asset Management
Washington
-$7.86M
2
PAG
Private Advisory Group
Washington
-$5.67M
3
BFG
Berger Financial Group
Minnesota
-$2.26M
4
SPC
Sigma Planning Corp
Michigan
-$1.73M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$704K
Name Holding Trade Value Shares
Change 		Change in
Stake
Citigroup
51
Citigroup
New York
$255K – – –
FFN
52
Focus Financial Network
Minnesota
$249K +$252K +2,932 New
SWP
53
Stratos Wealth Partners
Ohio
$223K +$225K +2,618 New
SI
54
Stephens Inc
Arkansas
$214K +$216K +2,516 New
ASN
55
Advisory Services Network
Georgia
$205K +$945 +11 +0.5%
GWM
56
Geneos Wealth Management
Colorado
$183K – – –
SWM
57
Spire Wealth Management
Virginia
$182K +$183K +2,136 New
MIM
58
MTM Investment Management
South Carolina
$102K – – –
Carson Wealth (CWM LLC)
59
Carson Wealth (CWM LLC)
Nebraska
$97K – – –
TSW
60
Thompson Siegel & Walmsley
Virginia
$91K – – –
FFA
61
Founders Financial Alliance
North Carolina
$89K +$773 +9 +0.9%
OIA
62
Optimum Investment Advisors
Illinois
$85K -$42.3K -492 -33%
SBL
63
Sargent Bickham Lagudis
Colorado
$59K – – –
NFSG
64
Newbridge Financial Services Group
Florida
$37K – – –
APA
65
American Portfolios Advisors
New York
$36.1K – – –
Rockefeller Capital Management
66
Rockefeller Capital Management
New York
$32K +$773 +9 +2%
BW
67
Bison Wealth
Georgia
$26K – – –
HI
68
Harbour Investments
Wisconsin
$26K +$26.5K +309 New
CIA
69
Cascade Investment Advisors
Oregon
$18.7K – – –
Northwestern Mutual Wealth Management
70
Northwestern Mutual Wealth Management
Wisconsin
$14K – – –
SFSIG
71
San Francisco Sentry Investment Group
California
$10K +$10.3K +120 New
BFEC
72
Benjamin F. Edwards & Company
Missouri
$6K +$6.01K +70 New
1WM
73
1900 Wealth Management
Texas
$4.63K +$249K +2,904 +6%
IRC
74
Investors Research Corp
Georgia
$4K – – –
Fidelity Investments
75
Fidelity Investments
Massachusetts
$3K -$1.03K -12 -28%
1 2
3
4

DWAS Hedge Fund Activity: Q1 2021 in Review

77 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q1 2021, worth a combined $293M — up 34% from $219M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new DWAS positions and 10 closed out — a net gain of 9 holders — while 30 added to existing stakes and 15 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $15.7M. The largest seller was Synergy Asset Management, cutting an estimated $7.86M.

  • 77 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q1 2021, up from 68 in Q4 2020.
  • Funds reported $293M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q1 2021, up 34% quarter-over-quarter.
  • 19 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q1 2021 and 10 closed out, a net change of +9 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q1 2021 was Morgan Stanley, an estimated $15.7M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q1 2021 was Synergy Asset Management, an estimated $7.86M sold.

Based on aggregated 13F filings for Q1 2021.