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Invesco Dorsey Wright SmallCap Momentum ETF
DWAS

48 hedge funds and large institutions have $119M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2017 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 5

42% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 12

23% more capital invested

Capital invested by funds: $97.2M → $119M (+$22.3M)

14% more funds holding

Funds holding: 42 → 48 (+6)

7.16% more ownership

Funds ownership: 53.56% → 60.72% (+7.2%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
48
Holders Change
+6
Holders Change %
+14.29%
% of All Funds
1.2%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
12
Increased
17
Reduced
12
Closed
5
Calls
$228K
Puts
–
Net Calls
+$228K
Net Calls Change
+$228K

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$8.24M
2
SPC
Sigma Planning Corp
Michigan
+$1.8M
3
Bank of America
Bank of America
North Carolina
+$1.48M
4
UBS Group
UBS Group
Switzerland
+$1.09M
5
Baird Financial Group
Baird Financial Group
Wisconsin
+$1.03M

Top Sellers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.25M
2
Goldman Sachs
Goldman Sachs
New York
-$1.88M
3
Wells Fargo
Wells Fargo
California
-$1.09M
4
Jane Street
Jane Street
New York
-$573K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$320K
Name Holding Trade Value Shares
Change 		Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$490K -$10.3K -235 -2%
HighTower Advisors
27
HighTower Advisors
Illinois
$479K -$4.26K -97 -0.9%
SWP
28
Stratos Wealth Partners
Ohio
$424K +$18.8K +427 +5%
VF
29
Virtu Financial
New York
$404K +$374K +8,512 New
GLA
30
Great Lakes Advisors
Illinois
$398K -$3.12K -71 -0.8%
PJSIMP
31
P.J. Schmidt Investment Management (PJS)
Wisconsin
$379K +$351K +8,000 New
CAN
32
Cetera Advisor Networks
California
$355K +$7.38K +168 +2%
JP Morgan Chase
33
JP Morgan Chase
New York
$348K -$527 -12 -0.2%
AGM
34
Alpine Global Management
New York
$302K +$280K +6,377 New
BIA
35
Biondo Investment Advisors
Pennsylvania
$261K +$242K +5,510 New
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$250K +$5.36K +122 +2%
SC
37
Scotia Capital
Ontario, Canada
$216K +$200K +4,554 New
WS
38
Wedbush Securities
California
$205K -$39.5K -900 -17%
BFEC
39
Benjamin F. Edwards & Company
Missouri
$143K +$132K +3,014 New
Citigroup
40
Citigroup
New York
$88K +$1.8K +41 +2%
MA
41
MCF Advisors
Kentucky
$47K – – –
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$43K – – –
NFG
43
Next Financial Group
Texas
$33K – – –
FA
44
Fortis Advisors
Pennsylvania
$17K +$15.4K +350 New
IA
45
IFP Advisors
Florida
$15K – – –
KF
46
Krilogy Financial
Missouri
$2K – – –
BlackRock
47
BlackRock
New York
$1K – – –
Goldman Sachs
48
Goldman Sachs
New York
– -$1.88M -44,011 Closed
Jane Street
49
Jane Street
New York
– -$573K -13,421 Closed
Creative Planning
50
Creative Planning
Kansas
– -$70K -1,640 Closed
1
2
3

DWAS Hedge Fund Activity: Q3 2017 in Review

48 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q3 2017, worth a combined $119M — up 23% from $97.2M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new DWAS positions and 5 closed out — a net gain of 7 holders — while 17 added to existing stakes and 12 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $8.24M. The largest seller was Royal Bank of Canada, cutting an estimated $2.25M.

  • 48 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q3 2017, up from 42 in Q2 2017.
  • Funds reported $119M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q3 2017, up 23% quarter-over-quarter.
  • 12 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q3 2017 and 5 closed out, a net change of +7 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q3 2017 was Morgan Stanley, an estimated $8.24M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q3 2017 was Royal Bank of Canada, an estimated $2.25M sold.

Based on aggregated 13F filings for Q3 2017.