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DPG

Duff & Phelps Utility and Infrastructure Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$499K +$501K +29,192 New
NMC
27
Nine Masts Capital
Hong Kong
$383K +$384K +22,400 New
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$375K -$102K -5,961 -21%
Bank of New York Mellon
29
Bank of New York Mellon
New York
$338K +$340K +19,804 New
Brown Advisory
30
Brown Advisory
Maryland
$256K
GA
31
Geneva Advisors
Illinois
$256K
SAM
32
SignalPoint Asset Management
Missouri
$246K -$25.6K -1,493 -9%
HighTower Advisors
33
HighTower Advisors
Illinois
$177K -$32.3K -1,882 -15%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$110K +$566 +33 +0.5%
MFS
35
MSI Financial Services
Massachusetts
$101K -$5.76K -336 -5%
IA
36
IFP Advisors
Florida
$65K -$7.72K -450 -11%
GWM
37
Geneos Wealth Management
Colorado
$56K +$25.7K +1,500 +83%
Creative Planning
38
Creative Planning
Kansas
$56K +$30K +1,750 +117%
DADC
39
D.A. Davidson & Co
Montana
$52K -$12.6K -735 -19%
LNB
40
Ledyard National Bank
$32K -$39.9K -2,325 -55%
Northwestern Mutual Wealth Management
41
Northwestern Mutual Wealth Management
Wisconsin
$17K +$17.2K +1,000 New
BKA
42
Brick & Kyle Associates
Pennsylvania
$16K
RPG
43
Risk Paradigm Group
Texas
$13.5K
NFG
44
Next Financial Group
Texas
$13K
CB
45
Community Bank
New York
$10K
Manulife (Manufacturers Life Insurance)
46
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$9K +$189 +11 +2%
SEI Investments
47
SEI Investments
Pennsylvania
$1K +$549 +32 New
CHP
48
Cable Hill Partners
Oregon
$1K +$1.35K +79 New
Bank of Nova Scotia
49
Bank of Nova Scotia
Ontario, Canada
-$2.12M -123,744 Closed
TB
50
Terril Brothers
Missouri
-$1.42M -82,500 Closed