Nine Masts Capital’s Duff & Phelps Utility and Infrastructure Fund DPG Stock Holding History

Nine Masts Capital’s Portfolio DPG Stock Details DPG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-24,500	Closed	-$355K	–	218
2018 Q3	$355K	Buy	24,500 +9,200	+60%	+$138K	0.1%	165
2018 Q2	$220K	Buy	15,300 +9,300	+155%	+$133K	0.04%	166
2018 Q1	$84K	Sell	6,000 -10,900	-64%	-$164K	0.01%	185
2017 Q4	$262K	Buy	+16,900	New	+$267K	0.03%	118
2016 Q4	–	Sell	-22,400	Closed	-$383K	–	68
2016 Q3	$383K	Buy	+22,400	New	+$384K	0.08%	58

Other funds holding DPG

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Nine Masts Capital's DPG Position: Q4 2018 in Review

Nine Masts Capital sold out of Duff & Phelps Utility and Infrastructure Fund (DPG) in Q4 2018, closing a stake of 24,500 shares — an estimated $355K sold.

Nine Masts Capital first reported a position in DPG in Q3 2016 and held it in 5 quarters. The position peaked at $383K in Q3 2016. 54 funds tracked by Wall St. Rank hold DPG as of Q4 2018.

Nine Masts Capital reported no remaining Duff & Phelps Utility and Infrastructure Fund position as of Q4 2018 after selling out during the quarter.
Nine Masts Capital sold 24,500 Duff & Phelps Utility and Infrastructure Fund shares in Q4 2018, an estimated $355K.
Nine Masts Capital first reported a position in Duff & Phelps Utility and Infrastructure Fund in Q3 2016 and held it in 5 quarters.
Nine Masts Capital's Duff & Phelps Utility and Infrastructure Fund position peaked at $383K in Q3 2016.
54 funds tracked by Wall St. Rank held Duff & Phelps Utility and Infrastructure Fund as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.