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DPG

Duff & Phelps Utility and Infrastructure Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Deutsche Bank
26
Deutsche Bank
Germany
$207K -$2.46K -113 -1%
MFS
27
MSI Financial Services
Massachusetts
$170K
CFSG
28
Community Financial Services Group
Vermont
$148K
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$104K +$30K +1,377 +39%
FFC
30
First Financial Corp
Indiana
$101K
TJHA
31
Thomas J. Herzfeld Advisors
Florida
$51K
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$35K +$35.8K +1,645 New
Fifth Third Bancorp
33
Fifth Third Bancorp
Ohio
$32K
NES
34
New England Securities
New York
$24K
DADC
35
D.A. Davidson & Co
Montana
$23K -$14.2K -650 -37%
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$21K +$21.9K +1,004 New
WAM
37
Wolverine Asset Management
Illinois
$15K -$1.05M -48,105 -99%
BFEC
38
Benjamin F. Edwards & Company
Missouri
$14K +$14.6K +670 New
NFG
39
Next Financial Group
Texas
$13K
ECM
40
Exchange Capital Management
Michigan
$11K
BRWM
41
B. Riley Wealth Management
Tennessee
$7K +$109 +5 +2%
LFR
42
Lehman Financial Resources
Pennsylvania
$5K
US Bancorp
43
US Bancorp
Minnesota
$5K
MA
44
MUFG Americas
New York
$2K +$22 +1 +0.9%
AIG
45
American International Group
New York
$1.02K +$653 +30 +167%
DA
46
Doliver Advisors
Texas
-$597K -27,162 Closed
TC
47
TFS Capital
Pennsylvania
-$385K -17,515 Closed
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
-$22K -1,000 Closed
TRCT
49
Tower Research Capital (TRC)
New York
-$7K -300 Closed