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DPG

Duff & Phelps Utility and Infrastructure Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Deutsche Bank
26
Deutsche Bank
Germany
$200K -$9.31K -490 -5%
MFS
27
MSI Financial Services
Massachusetts
$158K +$152K +8,000 New
CFSG
28
Community Financial Services Group
Vermont
$137K +$132K +6,939 New
FFC
29
First Financial Corp
Indiana
$94K
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$69K
TJHA
31
Thomas J. Herzfeld Advisors
Florida
$48K
DADC
32
D.A. Davidson & Co
Montana
$38K -$24.7K -1,300 -40%
TRCT
33
Tower Research Capital (TRC)
New York
$32K +$10.9K +574 +56%
Fifth Third Bancorp
34
Fifth Third Bancorp
Ohio
$30K
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$26K +$25.2K +1,325 New
NES
36
New England Securities
New York
$23K
AllianceBernstein
37
AllianceBernstein
Tennessee
$14K +$13.1K +690 New
ECM
38
Exchange Capital Management
Michigan
$10K
BRWM
39
B. Riley Wealth Management
Tennessee
$6K +$6.1K +321 New
LFR
40
Lehman Financial Resources
Pennsylvania
$5K
US Bancorp
41
US Bancorp
Minnesota
$5K
MA
42
MUFG Americas
New York
$2K +$19 +1 +0.9%
AIG
43
American International Group
New York
$356
TC
44
TFS Capital
Pennsylvania
-$1.65M -86,235 Closed
PP
45
Paloma Partners
Connecticut
-$658K -34,506 Closed
VKH
46
Virtu KCG Holdings
New York
-$232K -12,149 Closed
FAM
47
Forty4 Asset Management
Illinois
-$208K -10,900 Closed