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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

575 hedge funds and large institutions have $8.8B invested in SPDR Dow Jones Industrial Average ETF Trust in 2017 Q4 according to their latest regulatory filings, with 126 funds opening new positions, 175 increasing their positions, 147 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
575
Holders Change
+95
Holders Change %
+19.79%
% of All Funds
13.06%
Holding in Top 10
52
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+20.93%
% of All Funds
1.18%
New
126
Increased
175
Reduced
147
Closed
28
Calls
$2.3B
Puts
$3.02B
Net Calls
-$725M
Net Calls Change
-$780M

Top Buyers

1
Bank of America
Bank of America
North Carolina
$1.39B
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
$267M
3
SG Americas Securities
SG Americas Securities
New York
$141M
4
Wolverine Trading
Wolverine Trading
Illinois
$121M
5
Citadel Advisors
Citadel Advisors
Florida
$124M

Top Sellers

1
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$180M
2
Morgan Stanley
Morgan Stanley
New York
$759M
3
Parallax Volatility Advisers
Parallax Volatility Advisers
California
$653K
4
Goldman Sachs
Goldman Sachs
New York
$91.8M
5
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
$87.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
RFC
201
Regions Financial Corp
Alabama
$1.72M +$712K +2,876 +70%
ASN
202
Advisory Services Network
Georgia
$1.68M +$18.3K +74 +1%
FIM
203
Freedom Investment Management
Connecticut
$1.66M -$184K -745 -10%
AAMA
204
Advanced Asset Management Advisors
Ohio
$1.65M +$1.65M +6,671 New
PMFA
205
Plante Moran Financial Advisors
Michigan
$1.64M -$74.2K -300 -4%
BOS
206
Bingham Osborn & Scarborough
California
$1.64M -$3.96K -16 -0.2%
WA
207
Winfield Associates
Ohio
$1.63M -$74.2K -300 -4%
11A
208
10-15 Associates
New York
$1.58M -$112K -451 -7%
FAIM
209
Financial Advocates Investment Management
Washington
$1.53M +$1.53M +6,183 New
HFM
210
Harvest Fund Management
China
$1.51M +$1.51M +6,112 New
CPA
211
Capital Planning Advisors
California
$1.51M -$162K -655 -10%
SCM
212
SOL Capital Management
Maryland
$1.48M -$119K -480 -7%
SHCM
213
Stokes & Hubbell Capital Management
Louisiana
$1.48M – – –
QA
214
Quantitative Advantage
Minnesota
$1.48M -$1.73K -7 -0.1%
LA
215
LexAurum Advisors
Kansas
$1.47M +$1.47M +5,694 New
AWA
216
Arete Wealth Advisors
Illinois
$1.47M +$113K +456 +8%
HPC
217
Hobart Private Capital
North Carolina
$1.45M +$1.45M +5,871 New
CAL
218
Capital Advisors Ltd
Ohio
$1.43M +$513K +2,075 +56%
BWM
219
Bernicke Wealth Management
Wisconsin
$1.41M -$43K -174 -3%
OAM
220
Oppenheimer Asset Management
New York
$1.39M – – –
KIA
221
KCM Investment Advisors
California
$1.38M – – –
Nomura Asset Management
222
Nomura Asset Management
Japan
$1.37M +$1.37M +5,546 New
BW
223
Bison Wealth
Georgia
$1.36M +$56.9K +230 +4%
NIA
224
Northstar Investment Advisors
Colorado
$1.35M – – –
RM
225
Resource Management
Louisiana
$1.32M +$1.32M +5,363 New
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