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State Street SPDR Dow Jones Industrial Average ETF Trust

445 hedge funds and large institutions have $4.74B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q4 according to their latest regulatory filings, with 94 funds opening new positions, 135 increasing their positions, 112 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

276% more first-time investments, than exits

New positions opened: 94 | Existing positions closed: 25

31% more capital invested

Capital invested by funds: $3.61B → $4.74B (+$1.12B)

30% more funds holding in top 10

Funds holding in top 10: 2330 (+7)

21% more repeat investments, than reductions

Existing positions increased: 135 | Existing positions reduced: 112

16% more funds holding

Funds holding: 384445 (+61)

3.49% more ownership

Funds ownership: 28.9%32.39% (+3.5%)

7% less call options, than puts

Call options by funds: $1.75B | Put options by funds: $1.88B

Holders
445
Holders Change
+61
Holders Change %
+15.89%
% of All Funds
11.13%
Holding in Top 10
30
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+30.43%
% of All Funds
0.75%
New
94
Increased
135
Reduced
112
Closed
25
Calls
$1.75B
Puts
$1.88B
Net Calls
-$122M
Net Calls Change
-$376M
Name Holding Trade Value Shares
Change
Change in
Stake
AIIMS
201
Analyst IMS Investment Management Services
Israel
$966K
SWP
202
Stratos Wealth Partners
Ohio
$957K +$227K +1,205 +33%
Jane Street
203
Jane Street
New York
$950K -$5.77M -30,609 -86%
WA
204
Winfield Associates
Ohio
$948K +$292K +1,550 +48%
UR
205
USCA RIA
Texas
$930K +$70.5K +374 +9%
BW
206
Bison Wealth
Georgia
$919K +$637K +3,380 +265%
CG
207
Cutler Group
California
$916K +$43.2K +229 +5%
William Blair & Company
208
William Blair & Company
Illinois
$897K +$255K +1,355 +43%
OC
209
Oppenheimer & Co
New York
$879K +$54.5K +289 +7%
EHPM
210
Emery Howard Portfolio Management
California
$869K +$2.26K +12 +0.3%
CLOS
211
Compagnie Lombard Odier SCmA
Switzerland
$851K +$466K +2,470 +134%
SFA
212
Sequoia Financial Advisors
Ohio
$841K -$202K -1,069 -20%
DY
213
Dowling & Yahnke
California
$833K +$13.2K +70 +2%
AMIM
214
Aull & Monroe Investment Management
Alabama
$826K -$145K -768 -16%
DSC
215
Duncker Streett & Co
Missouri
$825K +$189 +1 +0%
TAM
216
Tocqueville Asset Management
New York
$806K -$4.71K -25 -0.6%
MWP
217
MYCIO Wealth Partners
Pennsylvania
$771K +$3.58K +19 +0.5%
CTI
218
Community Trust & Investment
Kentucky
$770K
RFC
219
Regions Financial Corp
Alabama
$770K +$304K +1,614 +71%
WA
220
WFG Advisors
Texas
$769K +$156K +827 +27%
CTC
221
Central Trust Company
Missouri
$759K -$9.43K -50 -1%
NFG
222
Next Financial Group
Texas
$737K +$85.4K +453 +14%
Parallax Volatility Advisers
223
Parallax Volatility Advisers
California
$731K +$698K +3,700 +370,000%
CAL
224
Capital Advisors Ltd
Ohio
$729K
EWM
225
Evercore Wealth Management
New York
$727K

DIA Hedge Fund Activity: Q4 2016 in Review

445 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2016, worth a combined $4.74B — up 31% from $3.61B a quarter earlier.

Buyers outnumbered sellers: 94 funds opened new DIA positions and 25 closed out — a net gain of 69 holders — while 135 added to existing stakes and 112 trimmed.

The largest buyer was Churchill Management, adding an estimated $217M. The largest seller was Nomura Holdings, cutting an estimated $96.6M.

  • 445 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2016, up from 384 in Q3 2016.
  • Funds reported $4.74B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2016, up 31% quarter-over-quarter.
  • 94 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2016 and 25 closed out, a net change of +69 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2016 was Churchill Management, an estimated $217M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2016 was Nomura Holdings, an estimated $96.6M sold.

Based on aggregated 13F filings for Q4 2016.