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State Street SPDR Dow Jones Industrial Average ETF Trust

481 hedge funds and large institutions have $7.43B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2017 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 156 increasing their positions, 142 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

34% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 32

22% more capital invested

Capital invested by funds: $6.1B → $7.43B (+$1.33B)

2.58% more ownership

Funds ownership: 37.1%39.68% (+2.6%)

2% more funds holding in top 10

Funds holding in top 10: 4243 (+1)

2% more funds holding

Funds holding: 473481 (+8)

10% more repeat investments, than reductions

Existing positions increased: 156 | Existing positions reduced: 142

4% more call options, than puts

Call options by funds: $1.31B | Put options by funds: $1.25B

Holders
481
Holders Change
+8
Holders Change %
+1.69%
% of All Funds
11.99%
Holding in Top 10
43
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.38%
% of All Funds
1.07%
New
43
Increased
156
Reduced
142
Closed
32
Calls
$1.31B
Puts
$1.25B
Net Calls
+$55.3M
Net Calls Change
-$79.9M
Name Holding Trade Value Shares
Change
Change in
Stake
GW
176
GW & Wade
Massachusetts
$1.77M -$152K -694 -8%
ECM
177
ETrade Capital Management
Virginia
$1.76M -$338K -1,545 -16%
MAS
178
Madden Advisory Services
Florida
$1.74M
NCM
179
Narwhal Capital Management
Georgia
$1.74M
BAC
180
Boys Arnold & Co
North Carolina
$1.73M
ICOA
181
Investment Centers of America
North Dakota
$1.72M +$1.75K +8 +0.1%
NB
182
NBT Bank
New York
$1.67M -$108K -492 -6%
FIM
183
Freedom Investment Management
Connecticut
$1.67M +$103K +470 +7%
PAM
184
Peak Asset Management
Colorado
$1.67M -$7.22K -33 -0.4%
SBSB
185
Sullivan, Bruyette, Speros & Blaney
Virginia
$1.66M -$333K -1,522 -17%
CL
186
CPWM LLC
Washington
$1.64M -$6.35K -29 -0.4%
GJIC
187
Gamble Jones Investment Counsel
California
$1.62M -$71.3K -326 -4%
KA
188
Kovack Advisors
Florida
$1.61M -$393K -1,794 -20%
HIMC
189
Heritage Investors Management Corp
Maryland
$1.58M -$3.28K -15 -0.2%
PMFA
190
Plante Moran Financial Advisors
Michigan
$1.55M
WA
191
Winfield Associates
Ohio
$1.54M
11A
192
10-15 Associates
New York
$1.53M +$311K +1,420 +26%
CPA
193
Capital Planning Advisors
California
$1.51M +$40.5K +185 +3%
ASN
194
Advisory Services Network
Georgia
$1.5M -$7.22K -33 -0.5%
BOS
195
Bingham Osborn & Scarborough
California
$1.49M -$24.7K -113 -2%
SCM
196
SOL Capital Management
Maryland
$1.45M -$19.7K -90 -1%
BA
197
Bristol Advisors
Pennsylvania
$1.39M -$13.7M -62,400 -91%
SBIA
198
Sheaff Brock Investment Advisors
Indiana
$1.39M +$22.3K +102 +2%
OAM
199
Oppenheimer Asset Management
New York
$1.39M -$176K -804 -11%
TD Asset Management
200
TD Asset Management
Ontario, Canada
$1.37M -$1.93M -8,800 -59%

DIA Hedge Fund Activity: Q3 2017 in Review

481 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2017, worth a combined $7.43B — up 22% from $6.1B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new DIA positions and 32 closed out — a net gain of 11 holders — while 156 added to existing stakes and 142 trimmed.

The largest buyer was Bank of America, adding an estimated $425M. The largest seller was Morgan Stanley, cutting an estimated $209M.

  • 481 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2017, up from 473 in Q2 2017.
  • Funds reported $7.43B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2017, up 22% quarter-over-quarter.
  • 43 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2017 and 32 closed out, a net change of +11 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2017 was Bank of America, an estimated $425M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2017 was Morgan Stanley, an estimated $209M sold.

Based on aggregated 13F filings for Q3 2017.