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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

480 hedge funds and large institutions have $7.43B invested in SPDR Dow Jones Industrial Average ETF Trust in 2017 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 156 increasing their positions, 142 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
480
Holders Change
+8
Holders Change %
+1.69%
% of All Funds
11.99%
Holding in Top 10
43
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.38%
% of All Funds
1.07%
New
43
Increased
156
Reduced
142
Closed
32
Calls
$1.31B
Puts
$1.25B
Net Calls
+$55.3M
Net Calls Change
-$79.9M

Top Buyers

1
Bank of America
Bank of America
North Carolina
$1.04B
2
MSU
Mizuho Securities USA
New York
$373M
3
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$345M
4
Balyasny Asset Management
Balyasny Asset Management
Illinois
$101M
5
Two Sigma Investments
Two Sigma Investments
New York
$168M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$780M
2
SG Americas Securities
SG Americas Securities
New York
$6.67M
3
Goldman Sachs
Goldman Sachs
New York
$148M
4
Nomura Holdings
Nomura Holdings
Japan
$8.25M
5
Wolverine Trading
Wolverine Trading
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
ECM
176
ETrade Capital Management
Virginia
$1.76M -$346K -1,545 -16%
MAS
177
Madden Advisory Services
Florida
$1.74M – – –
NCM
178
Narwhal Capital Management
Georgia
$1.74M – – –
BAC
179
Boys Arnold & Co
North Carolina
$1.73M – – –
ICOA
180
Investment Centers of America
North Dakota
$1.72M +$1.79K +8 +0.1%
NB
181
NBT Bank
New York
$1.67M -$110K -492 -6%
FIM
182
Freedom Investment Management
Connecticut
$1.67M +$105K +470 +7%
PAM
183
Peak Asset Management
Colorado
$1.67M -$7.39K -33 -0.4%
SBSB
184
Sullivan, Bruyette, Speros & Blaney
Virginia
$1.66M -$341K -1,522 -17%
CL
185
CPWM LLC
Washington
$1.64M -$6.49K -29 -0.4%
GJIC
186
Gamble Jones Investment Counsel
California
$1.62M -$73K -326 -4%
KA
187
Kovack Advisors
Florida
$1.62M -$402K -1,794 -20%
HIMC
188
Heritage Investors Management Corp
Maryland
$1.58M -$3.36K -15 -0.2%
PMFA
189
Plante Moran Financial Advisors
Michigan
$1.55M – – –
WA
190
Winfield Associates
Ohio
$1.54M – – –
11A
191
10-15 Associates
New York
$1.53M +$318K +1,420 +26%
CPA
192
Capital Planning Advisors
California
$1.51M +$41.4K +185 +3%
ASN
193
Advisory Services Network
Georgia
$1.51M -$7.39K -33 -0.5%
BOS
194
Bingham Osborn & Scarborough
California
$1.49M -$25.3K -113 -2%
SCM
195
SOL Capital Management
Maryland
$1.45M -$20.1K -90 -1%
BA
196
Bristol Advisors
Pennsylvania
$1.39M -$14M -62,400 -91%
SBIA
197
Sheaff Brock Investment Advisors
Indiana
$1.39M +$22.8K +102 +2%
OAM
198
Oppenheimer Asset Management
New York
$1.39M -$180K -804 -11%
TD Asset Management
199
TD Asset Management
Ontario, Canada
$1.37M -$1.97M -8,800 -59%
IC
200
Inverness Counsel
New York
$1.36M -$1.3M – –
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