We are live on ! Find out more
DIA icon

State Street SPDR Dow Jones Industrial Average ETF Trust

445 hedge funds and large institutions have $4.74B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q4 according to their latest regulatory filings, with 94 funds opening new positions, 135 increasing their positions, 112 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

276% more first-time investments, than exits

New positions opened: 94 | Existing positions closed: 25

31% more capital invested

Capital invested by funds: $3.61B → $4.74B (+$1.12B)

30% more funds holding in top 10

Funds holding in top 10: 2330 (+7)

21% more repeat investments, than reductions

Existing positions increased: 135 | Existing positions reduced: 112

16% more funds holding

Funds holding: 384445 (+61)

3.49% more ownership

Funds ownership: 28.9%32.39% (+3.5%)

7% less call options, than puts

Call options by funds: $1.75B | Put options by funds: $1.88B

Holders
445
Holders Change
+61
Holders Change %
+15.89%
% of All Funds
11.13%
Holding in Top 10
30
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+30.43%
% of All Funds
0.75%
New
94
Increased
135
Reduced
112
Closed
25
Calls
$1.75B
Puts
$1.88B
Net Calls
-$122M
Net Calls Change
-$376M
Name Holding Trade Value Shares
Change
Change in
Stake
BOS
176
Bingham Osborn & Scarborough
California
$1.33M -$20K -106 -2%
CA
177
Cambridge Advisors
Nebraska
$1.25M -$2.83K -15 -0.2%
M
178
MOTCO
Texas
$1.24M -$13.8K -73 -1%
BWFM
179
Bridgewater Wealth & Financial Management
Maryland
$1.23M -$84.1K -446 -7%
SBIA
180
Sheaff Brock Investment Advisors
Indiana
$1.22M +$54.1K +287 +5%
PAI
181
Pittenger & Anderson Inc
Nebraska
$1.22M +$220K +1,167 +23%
IC
182
Inverness Counsel
New York
$1.22M
Manulife (Manufacturers Life Insurance)
183
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.21M +$860K +4,563 +296%
HIMC
184
Heritage Investors Management Corp
Maryland
$1.17M +$6.6K +35 +0.6%
KCM
185
Karp Capital Management
California
$1.15M +$1.1M +5,845 New
AIM
186
Advantage Investment Management
Iowa
$1.13M +$1.07M +5,661 +9,760%
KLI
187
Kelman-Lazarov Inc
Tennessee
$1.12M
11A
188
10-15 Associates
New York
$1.1M -$1.34M -7,115 -56%
OFS
189
Orrstown Financial Services
Pennsylvania
$1.09M
NIA
190
Northstar Investment Advisors
Colorado
$1.09M
SCM
191
SOL Capital Management
Maryland
$1.06M -$6.6K -35 -0.6%
KIA
192
KCM Investment Advisors
California
$1.06M
MLL
193
Moody Lynn & Lieberson
Massachusetts
$1.06M +$3.77K +20 +0.4%
MA
194
MUFG Americas
New York
$1.05M -$301K -1,596 -23%
FWM
195
Focused Wealth Management
New York
$1.01M -$93.1K -494 -9%
NPF
196
Norris Perne & French
Michigan
$1.01M -$94.3K -500 -9%
SC
197
SouthState Corp
Florida
$1M
SCA
198
Salient Capital Advisors
Texas
$997K +$952K +5,050 New
RC
199
Roundview Capital
New Jersey
$995K -$75.4K -400 -7%
SSA
200
Schonfeld Strategic Advisors
New York
$988K +$943K +5,000 New

DIA Hedge Fund Activity: Q4 2016 in Review

445 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2016, worth a combined $4.74B — up 31% from $3.61B a quarter earlier.

Buyers outnumbered sellers: 94 funds opened new DIA positions and 25 closed out — a net gain of 69 holders — while 135 added to existing stakes and 112 trimmed.

The largest buyer was Churchill Management, adding an estimated $217M. The largest seller was Nomura Holdings, cutting an estimated $96.6M.

  • 445 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2016, up from 384 in Q3 2016.
  • Funds reported $4.74B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2016, up 31% quarter-over-quarter.
  • 94 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2016 and 25 closed out, a net change of +69 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2016 was Churchill Management, an estimated $217M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2016 was Nomura Holdings, an estimated $96.6M sold.

Based on aggregated 13F filings for Q4 2016.