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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

387 hedge funds and large institutions have $3.92B invested in SPDR Dow Jones Industrial Average ETF Trust in 2016 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 103 increasing their positions, 142 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
387
Holders Change
-10
Holders Change %
-2.52%
% of All Funds
10.33%
Holding in Top 10
24
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.29%
% of All Funds
0.64%
New
35
Increased
103
Reduced
142
Closed
40
Calls
$2.22B
Puts
$1.73B
Net Calls
+$486M
Net Calls Change
+$434M

Top Buyers

1
SMM
1
Stadion Money Management
Georgia
$213M
2
HI
2
Horizon Investments
North Carolina
$132M
3
SG Americas Securities
3
SG Americas Securities
New York
$168M
4
Parallax Volatility Advisers
4
Parallax Volatility Advisers
California
$61.4M
5
N
5
Natixis
France
$76.7M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$429M
2
Nomura Holdings
2
Nomura Holdings
Japan
$27.1M
3
Bank of America
3
Bank of America
North Carolina
$357M
4
MSU
4
Mizuho Securities USA
New York
$0
5
BNP Paribas Financial Markets
5
BNP Paribas Financial Markets
France
$97.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
CHJWM
176
Carlton Hofferkamp & Jenks Wealth Management
Texas
$945K +$53K +300 +6%
UR
177
USCA RIA
Texas
$925K +$1.06K +6 +0.1%
KC
178
Kingfisher Capital
North Carolina
$923K -$1.97M -11,167 -68%
GJIC
179
Gamble Jones Investment Counsel
California
$919K – – –
PAI
180
Pittenger & Anderson Inc
Nebraska
$904K +$71.3K +404 +9%
SC
181
SouthState Corp
Florida
$899K +$899K +5,090 New
AMIM
182
Aull & Monroe Investment Management
Alabama
$893K +$53K +300 +6%
AIIMS
183
Analyst IMS Investment Management Services
Israel
$864K – – –
OC
184
Oppenheimer & Co
New York
$826K -$375K -2,122 -31%
KIA
185
KCM Investment Advisors
California
$816K – – –
AA
186
Alesco Advisors
New York
$811K +$116K +655 +17%
CAS
187
Cue Advisory Services
Arizona
$777K -$212K -1,200 -21%
DSC
188
Duncker Streett & Co
Missouri
$773K -$52.6K -298 -6%
UCFA
189
United Capital Financial Advisors
Texas
$737K -$7.24M -40,946 -91%
TAM
190
Tocqueville Asset Management
New York
$721K – – –
EWM
191
Evercore Wealth Management
New York
$703K – – –
GT
192
Glenmede Trust
Pennsylvania
$691K -$22K -125 -3%
CTI
193
Community Trust & Investment
Kentucky
$689K – – –
CTC
194
Central Trust Company
Missouri
$688K +$7.95K +45 +1%
CAM
195
Concorde Asset Management
Michigan
$683K -$57.9K -328 -8%
DY
196
Dowling & Yahnke
California
$679K +$35.3K +200 +5%
SFM
197
Signet Financial Management
New Jersey
$671K +$671K +3,801 New
BRF
198
B. Riley Financial
California
$670K -$105K -592 -13%
CAL
199
Capital Advisors Ltd
Ohio
$652K +$177 +1 +0%
MCM
200
MV Capital Management
Maryland
$646K -$33.1K -187 -5%
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8
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