DIA icon

SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

480 hedge funds and large institutions have $7.43B invested in SPDR Dow Jones Industrial Average ETF Trust in 2017 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 156 increasing their positions, 142 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
480
Holders Change
+8
Holders Change %
+1.69%
% of All Funds
11.99%
Holding in Top 10
43
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.38%
% of All Funds
1.07%
New
43
Increased
156
Reduced
142
Closed
32
Calls
$1.31B
Puts
$1.25B
Net Calls
+$55.3M
Net Calls Change
-$79.9M

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$1.04B
2
MSU
2
Mizuho Securities USA
New York
$373M
3
BNP Paribas Financial Markets
3
BNP Paribas Financial Markets
France
$345M
4
Balyasny Asset Management
4
Balyasny Asset Management
Illinois
$101M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$168M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$780M
2
SG Americas Securities
2
SG Americas Securities
New York
$6.67M
3
Goldman Sachs
3
Goldman Sachs
New York
$148M
4
Nomura Holdings
4
Nomura Holdings
Japan
$8.25M
5
Wolverine Trading
5
Wolverine Trading
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SWP
151
Stratos Wealth Partners
Ohio
$2.97M +$199K +891 +7%
US Bancorp
152
US Bancorp
Minnesota
$2.92M -$36K -161 -1%
WCM
153
Windsor Capital Management
Arizona
$2.76M – – –
SCM
154
Southport Capital Management
Tennessee
$2.69M -$16.8K -75 -0.6%
Brown Advisory
155
Brown Advisory
Maryland
$2.67M +$4.7K +21 +0.2%
TCM
156
Tufton Capital Management
Maryland
$2.64M -$46.1K -206 -2%
Daiwa Securities Group
157
Daiwa Securities Group
Japan
$2.61M +$1.47M +6,570 +130%
JG
158
Jefferies Group
New York
$2.57M +$2.23M +9,974 +672%
EDRH
159
Edmond de Rothschild Holding
Switzerland
$2.53M – – –
GWM
160
Greenwich Wealth Management
Connecticut
$2.42M -$77.2K -345 -3%
MA
161
Montag & Associates
Georgia
$2.34M – – –
BCM
162
Bluefin Capital Management
New York
$2.17M -$25M -111,704 -92%
BPC
163
Banque Pictet & Cie
Switzerland
$2.13M – – –
CC
164
Cedar Capital
Illinois
$2.09M +$32K +143 +2%
MMA
165
Miracle Mile Advisors
California
$2.07M +$3.58K +16 +0.2%
FANJ
166
Financial Architects (New Jersey)
New Jersey
$1.95M +$66.9K +299 +4%
GFPC
167
Global Financial Private Capital
Florida
$1.93M +$1.93M +8,629 New
EA
168
Edge Advisors
Georgia
$1.92M – – –
SAS
169
Stelac Advisory Services
New York
$1.91M -$1.66M -7,425 -46%
PAS
170
Partnervest Advisory Services
California
$1.9M +$4.25K +19 +0.2%
FHA
171
First Horizon Advisors
Tennessee
$1.9M -$3.14K -14 -0.2%
Neuberger Berman Group
172
Neuberger Berman Group
New York
$1.87M +$181K +810 +11%
BCM
173
Beck Capital Management
Texas
$1.81M +$68.5K +306 +4%
FA
174
FCG Advisors
New Jersey
$1.77M +$73.7K +329 +4%
GW
175
GW & Wade
Massachusetts
$1.77M -$155K -694 -8%
5 6
7
8 9