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State Street SPDR Dow Jones Industrial Average ETF Trust

445 hedge funds and large institutions have $4.74B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q4 according to their latest regulatory filings, with 94 funds opening new positions, 135 increasing their positions, 112 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

276% more first-time investments, than exits

New positions opened: 94 | Existing positions closed: 25

31% more capital invested

Capital invested by funds: $3.61B → $4.74B (+$1.12B)

30% more funds holding in top 10

Funds holding in top 10: 2330 (+7)

21% more repeat investments, than reductions

Existing positions increased: 135 | Existing positions reduced: 112

16% more funds holding

Funds holding: 384445 (+61)

3.49% more ownership

Funds ownership: 28.9%32.39% (+3.5%)

7% less call options, than puts

Call options by funds: $1.75B | Put options by funds: $1.88B

Holders
445
Holders Change
+61
Holders Change %
+15.89%
% of All Funds
11.13%
Holding in Top 10
30
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+30.43%
% of All Funds
0.75%
New
94
Increased
135
Reduced
112
Closed
25
Calls
$1.75B
Puts
$1.88B
Net Calls
-$122M
Net Calls Change
-$376M
Name Holding Trade Value Shares
Change
Change in
Stake
NB
151
NBT Bank
New York
$1.67M -$27.9K -148 -2%
QA
152
Quantitative Advantage
Minnesota
$1.66M +$1.59M +8,426 New
FA
153
FDx Advisors
Illinois
$1.63M +$781K +4,142 +101%
CAN
154
Cetera Advisor Networks
California
$1.61M -$216K -1,144 -12%
Walleye Trading
155
Walleye Trading
New York
$1.6M -$899K -4,767 -37%
AI
156
Atria Investments
North Carolina
$1.59M +$1.52M +8,053 New
HSBC Holdings
157
HSBC Holdings
United Kingdom
$1.57M -$5.09M -26,999 -77%
SHCM
158
Stokes & Hubbell Capital Management
Louisiana
$1.57M -$39.4K -209 -3%
MAS
159
Madden Advisory Services
Florida
$1.53M
NCM
160
Narwhal Capital Management
Georgia
$1.53M
BAC
161
Boys Arnold & Co
North Carolina
$1.52M +$37.7K +200 +3%
ICOA
162
Investment Centers of America
North Dakota
$1.52M +$204K +1,082 +16%
CA
163
Commerzbank Aktiengesellschaft
Germany
$1.51M -$323K -1,715 -18%
CWP
164
Capital Wealth Planning
Florida
$1.49M -$162K -860 -10%
CPA
165
Capital Planning Advisors
California
$1.49M -$206K -1,090 -13%
PFS
166
Prospera Financial Services
Texas
$1.47M +$933K +4,949 +200%
CL
167
CPWM LLC
Washington
$1.45M +$189 +1 +0%
PAM
168
Peak Asset Management
Colorado
$1.43M +$1.36M +7,220 New
BCM
169
Beck Capital Management
Texas
$1.41M +$1.35M +7,135 New
Neuberger Berman Group
170
Neuberger Berman Group
New York
$1.41M -$99K -525 -7%
FHA
171
First Horizon Advisors
Tennessee
$1.4M
BWM
172
Bernicke Wealth Management
Wisconsin
$1.39M -$24.3K -129 -2%
CC
173
Cedar Capital
Illinois
$1.38M +$1.31M +6,966 New
PMFA
174
Plante Moran Financial Advisors
Michigan
$1.37M
GJIC
175
Gamble Jones Investment Counsel
California
$1.37M +$166K +879 +15%

DIA Hedge Fund Activity: Q4 2016 in Review

445 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2016, worth a combined $4.74B — up 31% from $3.61B a quarter earlier.

Buyers outnumbered sellers: 94 funds opened new DIA positions and 25 closed out — a net gain of 69 holders — while 135 added to existing stakes and 112 trimmed.

The largest buyer was Churchill Management, adding an estimated $217M. The largest seller was Nomura Holdings, cutting an estimated $96.6M.

  • 445 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2016, up from 384 in Q3 2016.
  • Funds reported $4.74B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2016, up 31% quarter-over-quarter.
  • 94 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2016 and 25 closed out, a net change of +69 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2016 was Churchill Management, an estimated $217M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2016 was Nomura Holdings, an estimated $96.6M sold.

Based on aggregated 13F filings for Q4 2016.