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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

387 hedge funds and large institutions have $3.92B invested in SPDR Dow Jones Industrial Average ETF Trust in 2016 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 103 increasing their positions, 142 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
387
Holders Change
-10
Holders Change %
-2.52%
% of All Funds
10.33%
Holding in Top 10
24
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.29%
% of All Funds
0.64%
New
35
Increased
103
Reduced
142
Closed
40
Calls
$2.22B
Puts
$1.73B
Net Calls
+$486M
Net Calls Change
+$434M

Top Buyers

1
SMM
1
Stadion Money Management
Georgia
$213M
2
HI
2
Horizon Investments
North Carolina
$132M
3
SG Americas Securities
3
SG Americas Securities
New York
$168M
4
Parallax Volatility Advisers
4
Parallax Volatility Advisers
California
$61.4M
5
N
5
Natixis
France
$76.7M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$429M
2
Nomura Holdings
2
Nomura Holdings
Japan
$27.1M
3
Bank of America
3
Bank of America
North Carolina
$357M
4
MSU
4
Mizuho Securities USA
New York
$0
5
BNP Paribas Financial Markets
5
BNP Paribas Financial Markets
France
$97.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
BOS
151
Bingham Osborn & Scarborough
California
$1.22M +$883 +5 +0.1%
CAN
152
Cetera Advisor Networks
California
$1.21M -$121K -686 -9%
IA
153
IFP Advisors
Florida
$1.21M -$1.03M -3,964 -46%
NPF
154
Norris Perne & French
Michigan
$1.2M +$336K +1,900 +39%
NCM
155
Narwhal Capital Management
Georgia
$1.19M – – –
TFA
156
Transamerica Financial Advisors
Florida
$1.19M +$708K +4,008 +147%
KLI
157
Kelman-Lazarov Inc
Tennessee
$1.18M +$1.18M +6,650 New
SBIA
158
Sheaff Brock Investment Advisors
Indiana
$1.12M +$46.3K +262 +4%
CA
159
Cambridge Advisors
Nebraska
$1.12M – – –
ASN
160
Advisory Services Network
Georgia
$1.06M -$1.6M -9,036 -60%
HIMC
161
Heritage Investors Management Corp
Maryland
$1.03M +$35.3K +200 +4%
GWM
162
Geneos Wealth Management
Colorado
$1.03M +$1.03M +5,770 New
MLL
163
Moody Lynn & Lieberson
Massachusetts
$1.02M -$297K -1,684 -23%
CLOS
164
Compagnie Lombard Odier SCmA
Switzerland
$1.01M -$110K -620 -10%
OFS
165
Orrstown Financial Services
Pennsylvania
$1.01M -$283K -1,600 -22%
GW
166
GW & Wade
Massachusetts
$1M +$25.6K +145 +3%
SCM
167
SOL Capital Management
Maryland
$994K +$22.1K +125 +2%
HFA
168
High Falls Advisors
New York
$987K -$114K -644 -10%
SS
169
Simplicity Solutions
Minnesota
$980K +$883 +5 +0.1%
RC
170
Roundview Capital
New Jersey
$978K -$37.1K -210 -4%
BTS
171
BB&T Securities
Virginia
$973K +$735K +4,163 +308%
NIA
172
Northstar Investment Advisors
Colorado
$971K – – –
EHPM
173
Emery Howard Portfolio Management
California
$967K +$1.77K +10 +0.2%
BRWM
174
B. Riley Wealth Management
Tennessee
$959K +$959K +5,432 New
WCM
175
Windsor Capital Management
Arizona
$950K +$697K +3,944 +275%
5 6
7
8 9