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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

273 hedge funds and large institutions have $5.51B invested in SPDR Dow Jones Industrial Average ETF Trust in 2013 Q2 according to their latest regulatory filings, with 273 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
273
Holders Change
+273
Holders Change %
–
% of All Funds
8.91%
Holding in Top 10
34
Holding in Top 10 Change
+34
Holding in Top 10 Change %
%
% of All Funds
1.11%
New
273
Increased
–
Reduced
–
Closed
–
Calls
$1.72B
Puts
$1.37B
Net Calls
+$354M
Net Calls Change
+$354M

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Shares
Change %
ICAS
151
Investors Capital Advisory Services
Massachusetts
$776K +$776K +5,229 New
PIM
152
Penobscot Investment Management
Massachusetts
$771K +$771K +5,190 New
RIA
153
Regal Investment Advisors
Michigan
$770K +$770K +5,173 New
RC
154
Roundview Capital
New Jersey
$768K +$768K +5,168 New
GT
155
Glenmede Trust
Pennsylvania
$758K +$758K +5,105 New
OTF
156
Opus Trading Fund
New York
$743K +$743K +5,000 New
V
157
Veritable
Delaware
$740K +$740K +4,983 New
PFS
158
Prospera Financial Services
Texas
$721K +$721K +4,827 New
AMIM
159
Aull & Monroe Investment Management
Alabama
$721K +$721K +4,850 New
DSC
160
Duncker Streett & Co
Missouri
$716K +$716K +4,819 New
IH
161
IFC Holdings
Florida
$712K +$712K +4,778 New
VFS
162
VSR Financial Services
Kansas
$709K +$709K +4,776 New
CWM
163
Concert Wealth Management
California
$706K +$706K +4,739 New
CIP
164
Cornerstone Investment Partners
Georgia
$698K +$698K +4,700 New
BBHC
165
Brown Brothers Harriman & Co
New York
$691K +$691K +4,650 New
PI
166
Placemark Investments
Illinois
$689K +$689K +4,644 New
FHC
167
First Heartland Consultants
Missouri
$680K +$680K +4,578 New
QAM
168
QCI Asset Management
New York
$674K +$674K +4,535 New
UCFA
169
United Capital Financial Advisors
Texas
$653K +$653K +4,393 New
HCMNY
170
Howard Capital Management (New York)
New York
$645K +$645K +4,340 New
OA
171
Oxbow Advisors
Texas
$634K +$634K +4,271 New
SCM
172
SOL Capital Management
Maryland
$624K +$624K +4,200 New
CTC
173
Central Trust Company
Missouri
$605K +$605K +4,075 New
Envestnet Asset Management
174
Envestnet Asset Management
Illinois
$592K +$592K +3,984 New
OC
175
Oarsman Capital
Wisconsin
$578K +$578K +3,893 New
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