We are live on ! Find out more
DIA icon

State Street SPDR Dow Jones Industrial Average ETF Trust

445 hedge funds and large institutions have $4.74B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q4 according to their latest regulatory filings, with 94 funds opening new positions, 135 increasing their positions, 112 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

276% more first-time investments, than exits

New positions opened: 94 | Existing positions closed: 25

31% more capital invested

Capital invested by funds: $3.61B → $4.74B (+$1.12B)

30% more funds holding in top 10

Funds holding in top 10: 2330 (+7)

21% more repeat investments, than reductions

Existing positions increased: 135 | Existing positions reduced: 112

16% more funds holding

Funds holding: 384445 (+61)

3.49% more ownership

Funds ownership: 28.9%32.39% (+3.5%)

7% less call options, than puts

Call options by funds: $1.75B | Put options by funds: $1.88B

Holders
445
Holders Change
+61
Holders Change %
+15.89%
% of All Funds
11.13%
Holding in Top 10
30
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+30.43%
% of All Funds
0.75%
New
94
Increased
135
Reduced
112
Closed
25
Calls
$1.75B
Puts
$1.88B
Net Calls
-$122M
Net Calls Change
-$376M
Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
126
US Bancorp
Minnesota
$2.69M -$21.3K -113 -0.8%
SPC
127
Sigma Planning Corp
Michigan
$2.61M +$1.8M +9,568 +261%
BIM
128
Bridgecreek Investment Management
Oklahoma
$2.52M -$3.77K -20 -0.2%
NAM
129
Nichols Asset Management
Massachusetts
$2.51M
PFA
130
Pinnacle Family Advisors
Missouri
$2.43M +$2.32M +12,320 New
Sumitomo Mitsui Trust Group
131
Sumitomo Mitsui Trust Group
Japan
$2.41M -$4.43M -23,500 -66%
SCM
132
Southport Capital Management
Tennessee
$2.41M -$12.3K -65 -0.5%
TCM
133
Tufton Capital Management
Maryland
$2.4M +$20.9K +111 +0.9%
GWM
134
Greenwich Wealth Management
Connecticut
$2.38M -$341K -1,807 -13%
SF
135
Synovus Financial
Georgia
$2.38M +$2.05M +10,893 +986%
HC
136
Henshaw Capital
Massachusetts
$2.37M
BPC
137
Banque Pictet & Cie
Switzerland
$2.33M
WCM
138
Windsor Capital Management
Arizona
$2.31M +$124K +659 +6%
Brown Advisory
139
Brown Advisory
Maryland
$2.29M +$988K +5,240 +82%
MA
140
Montag & Associates
Georgia
$2.06M
Mirae Asset Global Investments
141
Mirae Asset Global Investments
South Korea
$2.03M +$1.94M +10,300 New
EA
142
Edge Advisors
Georgia
$2.01M +$1.92M +10,170 New
SBSB
143
Sullivan, Bruyette, Speros & Blaney
Virginia
$1.96M -$88K -467 -4%
MMA
144
Miracle Mile Advisors
California
$1.82M
MIFH
145
Migdal Insurance & Financial Holdings
Israel
$1.8M +$1.72M +9,100 New
ECM
146
ETrade Capital Management
Virginia
$1.79M -$36K -191 -2%
VFA
147
Voya Financial Advisors
Connecticut
$1.73M +$785K +4,163 +91%
PAS
148
Partnervest Advisory Services
California
$1.72M +$207K +1,099 +14%
GW
149
GW & Wade
Massachusetts
$1.71M +$389K +2,064 +31%
FIM
150
Freedom Investment Management
Connecticut
$1.71M -$66K -350 -4%

DIA Hedge Fund Activity: Q4 2016 in Review

445 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2016, worth a combined $4.74B — up 31% from $3.61B a quarter earlier.

Buyers outnumbered sellers: 94 funds opened new DIA positions and 25 closed out — a net gain of 69 holders — while 135 added to existing stakes and 112 trimmed.

The largest buyer was Churchill Management, adding an estimated $217M. The largest seller was Nomura Holdings, cutting an estimated $96.6M.

  • 445 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2016, up from 384 in Q3 2016.
  • Funds reported $4.74B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2016, up 31% quarter-over-quarter.
  • 94 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2016 and 25 closed out, a net change of +69 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2016 was Churchill Management, an estimated $217M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2016 was Nomura Holdings, an estimated $96.6M sold.

Based on aggregated 13F filings for Q4 2016.