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State Street SPDR Dow Jones Industrial Average ETF Trust

267 hedge funds and large institutions have $4.4B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 77 increasing their positions, 96 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more call options, than puts

Call options by funds: $1.91B | Put options by funds: $1.32B

3% less first-time investments, than exits

New positions opened: 34 | Existing positions closed: 35

2% less funds holding

Funds holding: 273267 (-6)

4.11% less ownership

Funds ownership: 45.44%41.34% (-4.1%)

20% less repeat investments, than reductions

Existing positions increased: 77 | Existing positions reduced: 96

20% less capital invested

Capital invested by funds: $5.51B → $4.4B (-$1.1B)

21% less funds holding in top 10

Funds holding in top 10: 3427 (-7)

Holders
267
Holders Change
-6
Holders Change %
-2.2%
% of All Funds
8.65%
Holding in Top 10
27
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-20.59%
% of All Funds
0.88%
New
34
Increased
77
Reduced
96
Closed
35
Calls
$1.91B
Puts
$1.32B
Net Calls
+$592M
Net Calls Change
+$239M
Name Holding Trade Value Shares
Change
Change in
Stake
Comerica Bank
126
Comerica Bank
Texas
$1.21M -$503K -3,294 -29%
EHPM
127
Emery Howard Portfolio Management
California
$1.15M -$34.3K -225 -3%
1SB
128
1ST Source Bank
Indiana
$1.14M -$591K -3,875 -34%
EI
129
Excelsia Inc
Georgia
$1.14M -$368K -2,408 -24%
M
130
MOTCO
Texas
$1.12M -$16K -105 -1%
GJIC
131
Gamble Jones Investment Counsel
California
$1.12M +$27.2K +178 +2%
CA
132
Cetera Advisors
Colorado
$1.09M -$74K -485 -6%
PAI
133
Pittenger & Anderson Inc
Nebraska
$1.08M +$21.4K +140 +2%
KIA
134
KCM Investment Advisors
California
$1.05M -$40.4K -265 -4%
PI
135
Placemark Investments
Illinois
$1.03M +$338K +2,212 +48%
WJA
136
Williams Jones & Associates
New York
$1.01M
FIM
137
Freedom Investment Management
Connecticut
$890K -$3.21K -21 -0.4%
T
138
TradeWorx
New Jersey
$858K +$548K +3,591 +171%
NFG
139
Nadler Financial Group
Illinois
$850K
CWM
140
Concert Wealth Management
California
$843K +$132K +868 +18%
IH
141
IFC Holdings
Florida
$842K +$116K +760 +16%
TAM
142
Tocqueville Asset Management
New York
$797K -$19.1K -125 -2%
UCFA
143
United Capital Financial Advisors
Texas
$792K +$130K +850 +19%
PIM
144
Penobscot Investment Management
Massachusetts
$784K
GT
145
Glenmede Trust
Pennsylvania
$766K -$3.21K -21 -0.4%
ICAS
146
Investors Capital Advisory Services
Massachusetts
$741K -$49K -321 -6%
DSC
147
Duncker Streett & Co
Missouri
$728K
SSB
148
Sandy Spring Bank
Maryland
$714K -$699K -4,577 -49%
OC
149
Oppenheimer & Co
New York
$709K -$133K -872 -16%
AMIM
150
Aull & Monroe Investment Management
Alabama
$703K -$29.5K -193 -4%

DIA Hedge Fund Activity: Q3 2013 in Review

267 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2013, worth a combined $4.4B — down 20% from $5.51B a quarter earlier.

Sellers outnumbered buyers: 35 funds closed out of DIA and 34 opened new positions — a net loss of 1 holder — while 96 trimmed existing stakes and 77 added.

The largest buyer was Bank of America, adding an estimated $129M. The largest seller was MUFG Bank, exiting entirely with an estimated $523M sold.

  • 267 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2013, down from 273 in Q2 2013.
  • Funds reported $4.4B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2013, down 20% quarter-over-quarter.
  • 34 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2013 and 35 closed out, a net change of -1 holder.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2013 was Bank of America, an estimated $129M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2013 was MUFG Bank, an estimated $523M sold.

Based on aggregated 13F filings for Q3 2013.