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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

267 hedge funds and large institutions have $4.4B invested in SPDR Dow Jones Industrial Average ETF Trust in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 77 increasing their positions, 96 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
267
Holders Change
-6
Holders Change %
-2.2%
% of All Funds
8.66%
Holding in Top 10
27
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-20.59%
% of All Funds
0.88%
New
34
Increased
77
Reduced
96
Closed
35
Calls
$1.91B
Puts
$1.32B
Net Calls
+$592M
Net Calls Change
+$239M

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$321M
2
GC
2
Guggenheim Capital
Illinois
$122M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$80.2M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$120M
5
Citigroup
5
Citigroup
New York
$89.2M

Top Sellers

1
MB
1
MUFG Bank
Japan
$0
2
RMPT
2
Raytheon Master Pension Trust
Massachusetts
$0
3
Deutsche Bank
3
Deutsche Bank
Germany
$68.8M
4
Nomura Holdings
4
Nomura Holdings
Japan
$12.2M
5
MSU
5
Mizuho Securities USA
New York
$124M
Name Holding Trade Value Shares
Change 		Shares
Change %
Comerica Bank
126
Comerica Bank
Texas
$1.21M -$498K -3,294 -29%
EHPM
127
Emery Howard Portfolio Management
California
$1.15M -$34K -225 -3%
1SB
128
1ST Source Bank
Indiana
$1.14M -$585K -3,875 -34%
EI
129
Excelsia Inc
Georgia
$1.14M -$364K -2,408 -24%
M
130
MOTCO
Texas
$1.12M -$15.9K -105 -1%
GJIC
131
Gamble Jones Investment Counsel
California
$1.12M +$26.9K +178 +2%
CA
132
Cetera Advisors
Colorado
$1.09M -$73.4K -485 -6%
PAI
133
Pittenger & Anderson Inc
Nebraska
$1.08M +$21.1K +140 +2%
KIA
134
KCM Investment Advisors
California
$1.05M -$40K -265 -4%
PI
135
Placemark Investments
Illinois
$1.04M +$334K +2,212 +48%
WJA
136
Williams Jones & Associates
New York
$1.02M – – –
FIM
137
Freedom Investment Management
Connecticut
$890K -$3.17K -21 -0.4%
T
138
TradeWorx
New Jersey
$858K +$542K +3,591 +171%
NFG
139
Nadler Financial Group
Illinois
$850K – – –
CWM
140
Concert Wealth Management
California
$843K +$131K +868 +18%
IH
141
IFC Holdings
Florida
$842K +$116K +760 +16%
TAM
142
Tocqueville Asset Management
New York
$797K -$18.9K -125 -2%
UCFA
143
United Capital Financial Advisors
Texas
$792K +$128K +850 +19%
PIM
144
Penobscot Investment Management
Massachusetts
$784K – – –
GT
145
Glenmede Trust
Pennsylvania
$766K -$3.16K -21 -0.4%
ICAS
146
Investors Capital Advisory Services
Massachusetts
$741K -$48.5K -321 -6%
DSC
147
Duncker Streett & Co
Missouri
$728K – – –
SSB
148
Sandy Spring Bank
Maryland
$714K -$691K -4,577 -49%
OC
149
Oppenheimer & Co
New York
$709K -$132K -872 -16%
AMIM
150
Aull & Monroe Investment Management
Alabama
$703K -$29.1K -193 -4%
4 5
6
7 8