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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

355 hedge funds and large institutions have $3.14B invested in SPDR Dow Jones Industrial Average ETF Trust in 2015 Q3 according to their latest regulatory filings, with 42 funds opening new positions, 102 increasing their positions, 109 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
355
Holders Change
–
Holders Change %
0%
% of All Funds
9.92%
Holding in Top 10
23
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-8%
% of All Funds
0.64%
New
42
Increased
102
Reduced
109
Closed
39
Calls
$2.51B
Puts
$2.97B
Net Calls
-$462M
Net Calls Change
+$526M

Top Buyers

1
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$136M
2
Morgan Stanley
Morgan Stanley
New York
$416M
3
CS
Credit Suisse
Switzerland
$94M
4
Goldman Sachs
Goldman Sachs
New York
$124M
5
Bank of Montreal
Bank of Montreal
Ontario, Canada
$87.6M

Top Sellers

1
MSU
Mizuho Securities USA
New York
$0
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$70.1M
3
VF
Virtu Financial
New York
$3.01M
4
HSBC Holdings
HSBC Holdings
United Kingdom
$6.28M
5
TH
Timber Hill
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
JIC
101
Johnson Investment Counsel
Ohio
$2.24M -$5.2K -32 -0.2%
Stifel Financial
102
Stifel Financial
Missouri
$2.21M -$5.96M -36,629 -73%
Fidelity Investments
103
Fidelity Investments
Massachusetts
$2.15M +$167K +1,040 +8%
SCM
104
Southport Capital Management
Tennessee
$2.12M – – –
KWMG
105
King Wealth Management Group
Florida
$2.06M -$87.5K -538 -4%
EDRH
106
Edmond de Rothschild Holding
Switzerland
$2.03M +$193K +1,185 +10%
ACM
107
Argentus Capital Management
Texas
$2.02M +$2.02M +12,430 New
NAM
108
NTV Asset Management
West Virginia
$2.02M -$61K -375 -3%
BIM
109
Bridgecreek Investment Management
Oklahoma
$1.98M -$1.72M -10,590 -47%
FPCM
110
Financial Partners Capital Management
New York
$1.88M -$5.09M -31,322 -73%
ICOA
111
Investment Centers of America
North Dakota
$1.82M -$276K -1,696 -13%
CL
112
CSS LLC
Illinois
$1.74M +$1.74M +10,716 New
CWP
113
Capital Wealth Planning
Florida
$1.74M +$370K +2,275 +27%
MFS
114
MSI Financial Services
Massachusetts
$1.73M +$76.3K +469 +5%
TCM
115
Tufton Capital Management
Maryland
$1.7M +$63.6K +391 +4%
MA
116
Montag & Associates
Georgia
$1.7M – – –
NB
117
NBT Bank
New York
$1.67M -$435K -2,673 -21%
NAM
118
Nichols Asset Management
Massachusetts
$1.65M – – –
GB
119
Gunma Bank
Japan
$1.63M +$1.63M +10,000 New
PAG
120
Private Advisor Group
New Jersey
$1.56M -$2.02M -12,442 -57%
BWM
121
Bernicke Wealth Management
Wisconsin
$1.49M -$307K -1,887 -17%
ECM
122
ETrade Capital Management
Virginia
$1.48M -$22.9K -141 -2%
AAM
123
American Asset Management
Florida
$1.46M +$1.46M +9,000 New
SHCM
124
Stokes & Hubbell Capital Management
Louisiana
$1.46M +$1.46M +8,989 New
Fiera Capital (Canada)
125
Fiera Capital (Canada)
Quebec, Canada
$1.4M +$163 +1 +0%
3 4
5
6 7