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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

308 hedge funds and large institutions have $4.02B invested in SPDR Dow Jones Industrial Average ETF Trust in 2014 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 96 increasing their positions, 93 reducing their positions, and 30 closing their positions.

Holders
308
Holders Change
-2
Holders Change %
-0.65%
% of All Funds
8.94%
Holding in Top 10
24
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+14.29%
% of All Funds
0.7%
New
30
Increased
96
Reduced
93
Closed
30
Calls
$1.86B
Puts
$3.24B
Net Calls
-$1.38B
Net Calls Change
-$1.05B

Top Buyers

1
SMM
1
Stadion Money Management
Georgia
$103M
2
MB
2
Mizuho Bank
Japan
$102M
3
ACM
3
Aviance Capital Management
Florida
$80.2M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$74.4M
5
Nomura Holdings
5
Nomura Holdings
Japan
$237M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$58.2M
2
Goldman Sachs
2
Goldman Sachs
New York
$540M
3
Bank of America
3
Bank of America
North Carolina
$303M
4
Morgan Stanley
4
Morgan Stanley
New York
$404M
5
Deutsche Bank
5
Deutsche Bank
Germany
$22.1M
Name Market Value Shares Shares
Change 		Shares
Change %
IG
101
ING Group
Netherlands
$2.28M 13,384 +13,384 New
SCM
102
Southport Capital Management
Tennessee
$2.22M 13,050 -50 -0.4%
NAM
103
NTV Asset Management
West Virginia
$2.19M 12,875 -120 -0.9%
AIG
104
American International Group
New York
$2.18M 12,790 -15,300 -54%
HT
105
HAP Trading
New York
$2.11M 12,400 +12,400 New
BTS
106
BB&T Securities
Virginia
$2.09M 1,231 -278 -18%
Fidelity Investments
107
Fidelity Investments
Massachusetts
$2.07M 12,179 +274 +2%
KC
108
Kingfisher Capital
North Carolina
$1.99M 11,672 -580 -5%
ICOA
109
Investment Centers of America
North Dakota
$1.95M 11,453 +977 +9%
PFG
110
Pacific Financial Group
Washington
$1.94M 11,407 -308 -3%
IFWM
111
Institute for Wealth Management
Colorado
$1.94M 11,375 -301 -3%
FAAS
112
First Allied Advisory Services
California
$1.85M 10,843 -3,304 -23%
OFS
113
Orrstown Financial Services
Pennsylvania
$1.8M 10,561 -1,100 -9%
MA
114
Montag & Associates
Georgia
$1.79M 10,505 -480 -4%
NAM
115
Nichols Asset Management
Massachusetts
$1.74M 10,223 – –
FWM
116
Focused Wealth Management
New York
$1.74M 10,211 +10,081 +7,755%
OL
117
Orbitronix LP
California
$1.7M 10,000 – –
Fiera Capital (Canada)
118
Fiera Capital (Canada)
Quebec, Canada
$1.7M 10,004 +10,004 New
FPCM
119
Financial Partners Capital Management
New York
$1.69M 9,948 +1,550 +18%
FANJ
120
Financial Architects (New Jersey)
New Jersey
$1.69M 9,942 -452 -4%
Neuberger Berman Group
121
Neuberger Berman Group
New York
$1.69M 9,941 +95 +1%
TCM
122
Tufton Capital Management
Maryland
$1.66M 9,734 – –
CL
123
CPWM LLC
Washington
$1.64M 9,667 +54 +0.6%
MAA
124
Managed Account Advisors
New Jersey
$1.59M 9,335 +7,398 +382%
ECM
125
ETrade Capital Management
Virginia
$1.58M 9,279 -521 -5%
3 4
5
6 7