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State Street SPDR Dow Jones Industrial Average ETF Trust

718 hedge funds and large institutions have $5.17B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2020 Q1 according to their latest regulatory filings, with 97 funds opening new positions, 201 increasing their positions, 257 reducing their positions, and 127 closing their positions.

New
Increased
Maintained
Reduced
Closed

9.68% more ownership

Funds ownership: 34.97%44.65% (+9.7%)

1% less call options, than puts

Call options by funds: $3.55B | Put options by funds: $3.57B

4% less funds holding in top 10

Funds holding in top 10: 4846 (-2)

5% less funds holding

Funds holding: 755718 (-37)

22% less repeat investments, than reductions

Existing positions increased: 201 | Existing positions reduced: 257

24% less first-time investments, than exits

New positions opened: 97 | Existing positions closed: 127

35% less capital invested

Capital invested by funds: $7.93B → $5.17B (-$2.76B)

Holders
718
Holders Change
-37
Holders Change %
-4.9%
% of All Funds
15.82%
Holding in Top 10
46
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-4.17%
% of All Funds
1.01%
New
97
Increased
201
Reduced
257
Closed
127
Calls
$3.55B
Puts
$3.57B
Net Calls
-$18.8M
Net Calls Change
+$809M
Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
76
Creative Planning
Kansas
$7.64M -$1.59M -5,980 -15%
Daiwa Securities Group
77
Daiwa Securities Group
Japan
$7.41M +$5.58M +21,010 +164%
Fidelity Investments
78
Fidelity Investments
Massachusetts
$7.34M -$708K -2,664 -7%
PFM
79
Probabilities Fund Management
New York
$7.04M +$8.53M +32,120 New
MBTD
80
Mechanics Bank - Trust Department
California
$6.84M -$54.2K -204 -0.6%
DCM
81
Davidson Capital Management
Texas
$6.8M +$8.24M +31,005 New
APA
82
American Portfolios Advisors
New York
$6.79M -$3.87M -14,583 -32%
Mirae Asset Global Investments
83
Mirae Asset Global Investments
South Korea
$6.6M +$691K +2,600 +9%
William Blair & Company
84
William Blair & Company
Illinois
$6.51M +$2.2M +8,288 +39%
AWM
85
AE Wealth Management
Kansas
$6.51M +$5.13M +19,321 +186%
CCM
86
Consolidated Capital Management
California
$6.51M +$7.23M +27,226 +1,111%
WTC
87
WhitTier Trust Company
Nevada
$6.38M +$493K +1,857 +7%
M&T Bank
88
M&T Bank
New York
$6.36M +$94.3K +355 +1%
KeyBank National Association
89
KeyBank National Association
Ohio
$6.36M +$183K +689 +2%
SFG
90
SNS Financial Group
Minnesota
$6.18M -$321K -1,210 -4%
Asset Management One
91
Asset Management One
Japan
$6.02M +$4.27M +16,068 +141%
LSA
92
L & S Advisors
California
$6M -$282K -1,062 -4%
Baird Financial Group
93
Baird Financial Group
Wisconsin
$5.98M +$771K +2,901 +12%
PAI
94
Pittenger & Anderson Inc
Nebraska
$5.89M -$479K -1,805 -6%
ATFA
95
All Terrain Financial Advisors
Minnesota
$5.65M +$945K +3,558 +16%
GIA
96
GHP Investment Advisors
Colorado
$5.37M -$266K -1,001 -4%
AAS
97
Avantax Advisory Services
Texas
$5.3M +$967K +3,640 +18%
IWA
98
Intercontinental Wealth Advisors
Texas
$5.19M +$3.93M +14,784 +167%
WT
99
Whittier Trust
California
$5.12M -$219K -824 -3%
IAIM
100
International Assets Investment Management
Florida
$5.11M +$6.19M +23,288 New

DIA Hedge Fund Activity: Q1 2020 in Review

718 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q1 2020, worth a combined $5.17B — down 35% from $7.93B a quarter earlier.

Sellers outnumbered buyers: 127 funds closed out of DIA and 97 opened new positions — a net loss of 30 holders — while 257 trimmed existing stakes and 201 added.

The largest buyer was Sumitomo Mitsui Financial Group, opening a new position worth an estimated $130M. The largest seller was Churchill Management, exiting entirely with an estimated $389M sold.

  • 718 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q1 2020, down from 755 in Q4 2019.
  • Funds reported $5.17B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q1 2020, down 35% quarter-over-quarter.
  • 97 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q1 2020 and 127 closed out, a net change of -30 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q1 2020 was Sumitomo Mitsui Financial Group, an estimated $130M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q1 2020 was Churchill Management, an estimated $389M sold.

Based on aggregated 13F filings for Q1 2020.