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State Street SPDR Dow Jones Industrial Average ETF Trust

397 hedge funds and large institutions have $4.45B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2015 Q4 according to their latest regulatory filings, with 76 funds opening new positions, 109 increasing their positions, 110 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

145% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 31

42% more capital invested

Capital invested by funds: $3.14B → $4.45B (+$1.31B)

22% more funds holding in top 10

Funds holding in top 10: 2328 (+5)

12% more funds holding

Funds holding: 355397 (+42)

5.86% more ownership

Funds ownership: 29.26%35.12% (+5.9%)

2% more call options, than puts

Call options by funds: $2.35B | Put options by funds: $2.3B

1% less repeat investments, than reductions

Existing positions increased: 109 | Existing positions reduced: 110

Holders
397
Holders Change
+42
Holders Change %
+11.83%
% of All Funds
10.41%
Holding in Top 10
28
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+21.74%
% of All Funds
0.73%
New
76
Increased
109
Reduced
110
Closed
31
Calls
$2.35B
Puts
$2.3B
Net Calls
+$52.3M
Net Calls Change
+$514M
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
76
CIBC World Markets
New York
$5.76M +$5.78M +33,109 New
Baird Financial Group
77
Baird Financial Group
Wisconsin
$5.67M -$367K -2,102 -6%
IWA
78
Intercontinental Wealth Advisors
Texas
$5.53M +$5.55M +31,775 New
STMM
79
South Texas Money Management
Texas
$5.42M +$298K +1,705 +6%
ANTB
80
AMG National Trust Bank
Colorado
$5.37M -$37.7K -216 -0.7%
Millennium Management
81
Millennium Management
New York
$5.28M +$5.3M +30,350 New
JMPWA
82
JP Morgan Private Wealth Advisors
California
$5.24M +$680K +3,893 +15%
HR
83
Howe & Rusling
New York
$5.22M +$298K +1,705 +6%
BA
84
Birinyi Associates
Connecticut
$5.11M -$4.76M -27,250 -48%
ABTD
85
Arvest Bank Trust Division
Oklahoma
$4.82M +$308K +1,762 +7%
Creative Planning
86
Creative Planning
Kansas
$4.71M +$220K +1,262 +5%
Credit Agricole
87
Credit Agricole
France
$4.67M
PA
88
Pinnacle Associates
New York
$4.52M -$43.1K -247 -0.9%
FAAS
89
First Allied Advisory Services
California
$4.32M +$3.29M +18,807 +312%
SIA
90
Starfire Investment Advisers
Michigan
$4.26M +$175 +1 +0%
TIM
91
Tortoise Investment Management
New York
$4.18M -$113K -644 -3%
ISB
92
Iowa State Bank
Iowa
$4.13M +$4.14M +23,720 New
Bank of New York Mellon
93
Bank of New York Mellon
New York
$3.95M -$2.52M -14,397 -39%
HT
94
HAP Trading
New York
$3.8M +$3.81M +21,820 New
Simplex Trading
95
Simplex Trading
Illinois
$3.78M -$13.8M -78,743 -78%
BPC
96
Banque Pictet & Cie
Switzerland
$3.65M -$891K -5,100 -20%
MFS
97
MSI Financial Services
Massachusetts
$3.64M +$1.8M +10,326 +97%
CCMH
98
Cornerstone Capital Management Holdings
New York
$3.62M +$3.64M +20,815 New
NEIRG
99
New England Investment & Retirement Group
Massachusetts
$3.6M +$451K +2,582 +14%
11A
100
10-15 Associates
New York
$3.48M +$756K +4,326 +28%

DIA Hedge Fund Activity: Q4 2015 in Review

397 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2015, worth a combined $4.45B — up 42% from $3.14B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new DIA positions and 31 closed out — a net gain of 45 holders — while 109 added to existing stakes and 110 trimmed.

The largest buyer was Bank of America, adding an estimated $249M. The largest seller was UBS Group, cutting an estimated $92.2M.

  • 397 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2015, up from 355 in Q3 2015.
  • Funds reported $4.45B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2015, up 42% quarter-over-quarter.
  • 76 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2015 and 31 closed out, a net change of +45 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2015 was Bank of America, an estimated $249M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2015 was UBS Group, an estimated $92.2M sold.

Based on aggregated 13F filings for Q4 2015.