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State Street SPDR Dow Jones Industrial Average ETF Trust
DIA

1,026 hedge funds and large institutions have $8.55B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2023 Q3 according to their latest regulatory filings, with 72 funds opening new positions, 346 increasing their positions, 335 reducing their positions, and 65 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more first-time investments, than exits

New positions opened: 72 | Existing positions closed: 65

3% more repeat investments, than reductions

Existing positions increased: 346 | Existing positions reduced: 335

1% less funds holding

Funds holding: 1,034 → 1,026 (-8)

2% less call options, than puts

Call options by funds: $5.96B | Put options by funds: $6.08B

3.03% less ownership

Funds ownership: 33.49% → 30.46% (-3%)

12% less funds holding in top 10

Funds holding in top 10: 58 → 51 (-7)

13% less capital invested

Capital invested by funds: $9.84B → $8.55B (-$1.29B)

Holders
1,026
Holders Change
-8
Holders Change %
-0.77%
% of All Funds
16.28%
Holding in Top 10
51
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-12.07%
% of All Funds
0.81%
New
72
Increased
346
Reduced
335
Closed
65
Calls
$5.96B
Puts
$6.08B
Net Calls
-$122M
Net Calls Change
+$1.63B

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$81.9M
2
Twin Tree Management
Twin Tree Management
Texas
+$66.4M
3
Squarepoint
Squarepoint
New York
+$62.2M
4
UBS Group
UBS Group
Switzerland
+$50.1M
5
Simplex Trading
Simplex Trading
Illinois
+$36.2M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$354M
2
Wolverine Trading
Wolverine Trading
Illinois
-$226M
3
Two Sigma Investments
Two Sigma Investments
New York
-$152M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$132M
5
Goldman Sachs
Goldman Sachs
New York
-$127M
Name Holding Trade Value Shares
Change 		Change in
Stake
BWM
801
BlackDiamond Wealth Management
New York
$253K -$25K -72 -9%
PIA
802
Powell Investment Advisors
Florida
$252K +$52K +150 +25%
PAM
803
Palisade Asset Management
Minnesota
$251K – – –
FWM
804
Focused Wealth Management
New York
$251K +$3.47K +10 +1%
RA
805
Rodgers & Associates
Pennsylvania
$251K -$104K -300 -29%
ZIC
806
ZWJ Investment Counsel
Georgia
$250K +$2.77K +8 +1%
EG
807
Ellerson Group
Maryland
$248K +$22.5K +65 +10%
WIM
808
Warwick Investment Management
Texas
$247K +$347 +1 +0.1%
WSFS
809
Wilmington Savings Fund Society
Delaware
$246K – – –
PF
810
Prosperitas Financial
California
$246K +$255K +735 New
HCM
811
Hall Capital Management
Rhode Island
$245K – – –
NCM
812
Neumann Capital Management
California
$245K – – –
FMN
813
Financial Management Network
California
$245K +$1.04K +3 +0.4%
HHRDM
814
H&H Retirement Design & Management
Nevada
$243K +$250K +722 New
HPC
815
HM Payson & Co
Maine
$241K +$250K +720 New
GC
816
Garde Capital
Washington
$241K – – –
HWA
817
HCR Wealth Advisors
California
$241K -$12.1K -35 -5%
FNBOO
818
First National Bank of Omaha
Nebraska
$240K -$40.6K -117 -14%
Deutsche Bank
819
Deutsche Bank
Germany
$240K – – –
BSAM
820
Blue Square Asset Management
New York
$239K – – –
HNW
821
High Note Wealth
Minnesota
$239K – – –
EP
822
Eudaimonia Partners
Tennessee
$239K – – –
HWA
823
Heritage Wealth Advisors
Virginia
$239K – – –
WPW
824
Waldron Private Wealth
Pennsylvania
$239K – – –
LFG
825
Larson Financial Group
Missouri
$239K -$21.2K -61 -8%
31 32
33
34 35

DIA Hedge Fund Activity: Q3 2023 in Review

1,026 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2023, worth a combined $8.55B — down 13% from $9.84B a quarter earlier.

Buyers outnumbered sellers: 72 funds opened new DIA positions and 65 closed out — a net gain of 7 holders — while 346 added to existing stakes and 335 trimmed.

The largest buyer was Wells Fargo, adding an estimated $81.9M. The largest seller was Morgan Stanley, cutting an estimated $354M.

  • 1,026 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2023, down from 1,034 in Q2 2023.
  • Funds reported $8.55B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2023, down 13% quarter-over-quarter.
  • 72 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2023 and 65 closed out, a net change of +7 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2023 was Wells Fargo, an estimated $81.9M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2023 was Morgan Stanley, an estimated $354M sold.

Based on aggregated 13F filings for Q3 2023.