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State Street SPDR Dow Jones Industrial Average ETF Trust
DIA

999 hedge funds and large institutions have $8.69B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2023 Q1 according to their latest regulatory filings, with 82 funds opening new positions, 296 increasing their positions, 357 reducing their positions, and 82 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more first-time investments, than exits

New positions opened: 82 | Existing positions closed: 82

1.7% less ownership

Funds ownership: 32.57% → 30.87% (-1.7%)

2% less funds holding

Funds holding: 1,022 → 999 (-23)

16% less funds holding in top 10

Funds holding in top 10: 68 → 57 (-11)

17% less repeat investments, than reductions

Existing positions increased: 296 | Existing positions reduced: 357

26% less call options, than puts

Call options by funds: $4.75B | Put options by funds: $6.38B

48% less capital invested

Capital invested by funds: $16.9B → $8.69B (-$8.16B)

Holders
999
Holders Change
-23
Holders Change %
-2.25%
% of All Funds
15.92%
Holding in Top 10
57
Holding in Top 10 Change
-11
Holding in Top 10 Change %
-16.18%
% of All Funds
0.91%
New
82
Increased
296
Reduced
357
Closed
82
Calls
$4.75B
Puts
$6.38B
Net Calls
-$1.63B
Net Calls Change
+$801M

Top Buyers

Rank Fund Capital Flow
1
Wolverine Trading
Wolverine Trading
Illinois
+$123M
2
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
+$80.1M
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$63.2M
4
TIM
Total Investment Management
Arizona
+$51.9M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$51M

Top Sellers

Rank Fund Capital Flow
1
NAM
Nissay Asset Management
Japan
-$189M
2
Barclays
Barclays
United Kingdom
-$155M
3
Morgan Stanley
Morgan Stanley
New York
-$132M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$116M
5
Two Sigma Investments
Two Sigma Investments
New York
-$102M
Name Holding Trade Value Shares
Change 		Change in
Stake
WCM
776
Wealthcare Capital Management
Virginia
$252K – – –
AL
777
Aspiriant LLC
California
$252K – – –
HWA
778
HCR Wealth Advisors
California
$251K -$7.64K -23 -3%
N
779
Natixis
France
$250K +$249K +750 +25,000%
MSR
780
Main Street Research
Connecticut
$250K -$33.2K -100 -12%
PAM
781
Palisade Asset Management
Minnesota
$249K – – –
Bank Julius Baer & Co
782
Bank Julius Baer & Co
Switzerland
$249K +$77.8K +234 +45%
FWM
783
Focused Wealth Management
New York
$247K +$332 +1 +0.1%
RWP
784
RWA Wealth Partners
Massachusetts
$245K – – –
FMN
785
Financial Management Network
California
$245K +$997 +3 +0.4%
LFG
786
Larson Financial Group
Missouri
$245K -$535K -1,610 -69%
ETC
787
Exchange Traded Concepts
Oklahoma
$244K +$244K +734 New
FRA
788
Front Row Advisors
California
$244K – – –
WSFS
789
Wilmington Savings Fund Society
Delaware
$244K – – –
WIM
790
Warwick Investment Management
Texas
$244K +$332 +1 +0.1%
NCM
791
Neumann Capital Management
California
$243K -$33.2K -100 -12%
HCM
792
Hall Capital Management
Rhode Island
$243K – – –
OCM
793
One Capital Management
California
$243K -$147K -442 -38%
Wealth Enhancement Advisory Services
794
Wealth Enhancement Advisory Services
Minnesota
$243K +$243K +732 New
LFASL
795
Lugano Financial Advisors SA (LFA)
Switzerland
$243K – – –
WPW
796
Waldron Private Wealth
Pennsylvania
$242K – – –
GC
797
Garde Capital
Washington
$240K +$1.66K +5 +0.7%
FNB
798
Farmers National Bank
Kentucky
$240K – – –
MFG
799
Merit Financial Group
Georgia
$239K -$383K -1,153 -62%
EP
800
Eudaimonia Partners
Tennessee
$239K -$5.65K -17 -2%
30 31
32
33 34

DIA Hedge Fund Activity: Q1 2023 in Review

999 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q1 2023, worth a combined $8.69B — down 48% from $16.9B a quarter earlier.

Fund positioning in DIA was balanced in Q1 2023: 82 funds opened new positions, 82 closed out, 296 added to existing stakes and 357 trimmed.

The largest buyer was Wolverine Trading, adding an estimated $123M. The largest seller was Nissay Asset Management, exiting entirely with an estimated $189M sold.

  • 999 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q1 2023, down from 1,022 in Q4 2022.
  • Funds reported $8.69B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q1 2023, down 48% quarter-over-quarter.
  • 82 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q1 2023 and 82 closed out, a net change of 0 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q1 2023 was Wolverine Trading, an estimated $123M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q1 2023 was Nissay Asset Management, an estimated $189M sold.

Based on aggregated 13F filings for Q1 2023.