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State Street SPDR Dow Jones Industrial Average ETF Trust
DIA

887 hedge funds and large institutions have $9.14B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2021 Q3 according to their latest regulatory filings, with 75 funds opening new positions, 301 increasing their positions, 240 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 301 | Existing positions reduced: 240

19% more first-time investments, than exits

New positions opened: 75 | Existing positions closed: 63

0% more funds holding in top 10

Funds holding in top 10: 52 → 52 (0)

0% less funds holding

Funds holding: 889 → 887 (-2)

2.71% less ownership

Funds ownership: 34.78% → 32.07% (-2.7%)

13% less capital invested

Capital invested by funds: $10.5B → $9.14B (-$1.34B)

62% less call options, than puts

Call options by funds: $4.87B | Put options by funds: $12.8B

Holders
887
Holders Change
-2
Holders Change %
-0.22%
% of All Funds
15.53%
Holding in Top 10
52
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.91%
New
75
Increased
301
Reduced
240
Closed
63
Calls
$4.87B
Puts
$12.8B
Net Calls
-$7.91B
Net Calls Change
-$4.8B

Top Buyers

Rank Fund Capital Flow
1
Citigroup
Citigroup
New York
+$240M
2
Goldman Sachs
Goldman Sachs
New York
+$132M
3
Citadel Advisors
Citadel Advisors
Florida
+$107M
4
MB
Mizuho Bank
Japan
+$105M
5
SMFG
Sumitomo Mitsui Financial Group
Japan
+$90.8M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$1.16B
2
Morgan Stanley
Morgan Stanley
New York
-$169M
3
LP
LMR Partners
United Kingdom
-$121M
4
Parallax Volatility Advisers
Parallax Volatility Advisers
California
-$97M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$92.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
BOPW
751
Brandywine Oak Private Wealth
Pennsylvania
$207K +$349 +1 +0.2%
RFA
752
Reilly Financial Advisors
California
$206K – – –
NSIM
753
North Star Investment Management
Illinois
$205K – – –
EWG
754
Executive Wealth Group
Washington
$205K +$1.05K +3 +0.5%
FFG
755
Fortem Financial Group
California
$204K -$11.5K -33 -5%
PCM
756
Prelude Capital Management
New York
$203K -$489K -1,400 -70%
EFSCE
757
Enterprise Financial Services Corp (EFSC)
Missouri
$203K – – –
FAM
758
Formidable Asset Management
Ohio
$203K – – –
HWMA
759
Heritage Wealth Management (Arizona)
Arizona
$203K – – –
WB
760
WesBanco Bank
West Virginia
$203K +$210K +600 New
HA
761
Harfst & Associates
Wyoming
$200K – – –
EIP
762
Ellis Investment Partners
Pennsylvania
$193K – – –
OC
763
Oakworth Capital
Alabama
$184K +$85.2K +244 +81%
RE
764
RBC Europe
United Kingdom
$183K – – –
PA
765
Parallel Advisors
California
$174K +$74.7K +214 +72%
OSAM
766
O'Shaughnessy Asset Management
Connecticut
$172K +$3.14K +9 +2%
MFT
767
Moisand Fitzgerald Tamayo
Florida
$168K – – –
FCA
768
FinTrust Capital Advisors
South Carolina
$157K – – –
FBT
769
First Bank & Trust
South Dakota
$157K – – –
EWA
770
Evolution Wealth Advisors
Florida
$156K – – –
ST
771
Sageworth Trust
Pennsylvania
$150K -$279K -798 -64%
CA
772
Clearstead Advisors
Ohio
$143K – – –
FF
773
FourThought Financial
Florida
$139K – – –
SNT
774
Security National Trust
West Virginia
$138K – – –
WAS
775
Winch Advisory Services
Wisconsin
$131K – – –
29 30
31
32 33

DIA Hedge Fund Activity: Q3 2021 in Review

887 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2021, worth a combined $9.14B — down 13% from $10.5B a quarter earlier.

Buyers outnumbered sellers: 75 funds opened new DIA positions and 63 closed out — a net gain of 12 holders — while 301 added to existing stakes and 240 trimmed.

The largest buyer was Citigroup, adding an estimated $240M. The largest seller was Bank of America, cutting an estimated $1.16B.

  • 887 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2021, down from 889 in Q2 2021.
  • Funds reported $9.14B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2021, down 13% quarter-over-quarter.
  • 75 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2021 and 63 closed out, a net change of +12 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2021 was Citigroup, an estimated $240M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2021 was Bank of America, an estimated $1.16B sold.

Based on aggregated 13F filings for Q3 2021.