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State Street SPDR Dow Jones Industrial Average ETF Trust

1,026 hedge funds and large institutions have $8.55B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2023 Q3 according to their latest regulatory filings, with 72 funds opening new positions, 346 increasing their positions, 335 reducing their positions, and 65 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more first-time investments, than exits

New positions opened: 72 | Existing positions closed: 65

3% more repeat investments, than reductions

Existing positions increased: 346 | Existing positions reduced: 335

1% less funds holding

Funds holding: 1,0341,026 (-8)

2% less call options, than puts

Call options by funds: $5.96B | Put options by funds: $6.08B

3.03% less ownership

Funds ownership: 33.49%30.46% (-3%)

12% less funds holding in top 10

Funds holding in top 10: 5851 (-7)

13% less capital invested

Capital invested by funds: $9.84B → $8.55B (-$1.29B)

Holders
1,026
Holders Change
-8
Holders Change %
-0.77%
% of All Funds
16.28%
Holding in Top 10
51
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-12.07%
% of All Funds
0.81%
New
72
Increased
346
Reduced
335
Closed
65
Calls
$5.96B
Puts
$6.08B
Net Calls
-$122M
Net Calls Change
+$1.63B
Name Holding Trade Value Shares
Change
Change in
Stake
CIBC World Market
51
CIBC World Market
Ontario, Canada
$24.4M -$100K -289 -0.4%
FAG
52
Financial Advisory Group
Texas
$24M -$2.61M -7,533 -10%
HF
53
HRT Financial
New York
$23.1M +$23.9M +68,879 New
SG Americas Securities
54
SG Americas Securities
New York
$23M -$13.1M -37,748 -35%
Jones Financial Companies
55
Jones Financial Companies
Missouri
$22.9M -$44.7K -129 -0.2%
SAMT
56
Select Asset Management & Trust
Pennsylvania
$22.8M +$10.4M +30,115 +79%
Rockefeller Capital Management
57
Rockefeller Capital Management
New York
$22.8M -$2.55M -7,341 -10%
CAN
58
Cetera Advisor Networks
California
$22.6M -$899K -2,591 -4%
Susquehanna International Group
59
Susquehanna International Group
Pennsylvania
$22.6M +$23.4M +67,466 New
JBA
60
Johnson Bixby & Associates
Washington
$21.6M -$5.4M -15,563 -19%
OPAM
61
Ocean Park Asset Management
California
$20.9M -$33.2M -95,777 -61%
MML Investors Services
62
MML Investors Services
Massachusetts
$20.7M +$3.55M +10,245 +20%
CAPTRUST Financial Advisors
63
CAPTRUST Financial Advisors
North Carolina
$20.7M +$1.5M +4,312 +8%
Mariner
64
Mariner
Kansas
$20.6M +$921K +2,656 +5%
CCA
65
Conservest Capital Advisors
Pennsylvania
$20.6M +$68.7K +198 +0.3%
Corient Private Wealth
66
Corient Private Wealth
Florida
$20.5M +$13.2M +37,960 +164%
Parallax Volatility Advisers
67
Parallax Volatility Advisers
California
$20.3M +$11.4M +32,775 +118%
SI
68
Stephens Inc
Arkansas
$20.1M -$168K -484 -0.8%
Cetera Investment Advisers
69
Cetera Investment Advisers
Illinois
$20M -$2.73M -7,876 -12%
MIH
70
Meitav Investment House
Israel
$19.9M +$1.16M +3,343 +6%
IWC
71
Integrated Wealth Concepts
Massachusetts
$19.4M +$145K +417 +0.7%
Creative Planning
72
Creative Planning
Kansas
$19.2M +$34.7K +100 +0.2%
MAWCM
73
Mine & Arao Wealth Creation & Management
California
$18M +$284K +820 +2%
Baird Financial Group
74
Baird Financial Group
Wisconsin
$17.5M +$4.57M +13,178 +34%
Janney Montgomery Scott
75
Janney Montgomery Scott
Pennsylvania
$16.9M -$633K -1,824 -3%

DIA Hedge Fund Activity: Q3 2023 in Review

1,026 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2023, worth a combined $8.55B — down 13% from $9.84B a quarter earlier.

Buyers outnumbered sellers: 72 funds opened new DIA positions and 65 closed out — a net gain of 7 holders — while 346 added to existing stakes and 335 trimmed.

The largest buyer was Wells Fargo, adding an estimated $81.9M. The largest seller was Morgan Stanley, cutting an estimated $354M.

  • 1,026 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2023, down from 1,034 in Q2 2023.
  • Funds reported $8.55B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2023, down 13% quarter-over-quarter.
  • 72 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2023 and 65 closed out, a net change of +7 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2023 was Wells Fargo, an estimated $81.9M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2023 was Morgan Stanley, an estimated $354M sold.

Based on aggregated 13F filings for Q3 2023.