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State Street SPDR Dow Jones Industrial Average ETF Trust

718 hedge funds and large institutions have $5.17B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2020 Q1 according to their latest regulatory filings, with 97 funds opening new positions, 201 increasing their positions, 257 reducing their positions, and 127 closing their positions.

New
Increased
Maintained
Reduced
Closed

9.68% more ownership

Funds ownership: 34.97%44.65% (+9.7%)

1% less call options, than puts

Call options by funds: $3.55B | Put options by funds: $3.57B

4% less funds holding in top 10

Funds holding in top 10: 4846 (-2)

5% less funds holding

Funds holding: 755718 (-37)

22% less repeat investments, than reductions

Existing positions increased: 201 | Existing positions reduced: 257

24% less first-time investments, than exits

New positions opened: 97 | Existing positions closed: 127

35% less capital invested

Capital invested by funds: $7.93B → $5.17B (-$2.76B)

Holders
718
Holders Change
-37
Holders Change %
-4.9%
% of All Funds
15.82%
Holding in Top 10
46
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-4.17%
% of All Funds
1.01%
New
97
Increased
201
Reduced
257
Closed
127
Calls
$3.55B
Puts
$3.57B
Net Calls
-$18.8M
Net Calls Change
+$809M
Name Holding Trade Value Shares
Change
Change in
Stake
CIBC World Market
51
CIBC World Market
Ontario, Canada
$12.3M -$1.58M -5,937 -10%
Rockefeller Capital Management
52
Rockefeller Capital Management
New York
$12.3M +$708K +2,666 +5%
Bank of New York Mellon
53
Bank of New York Mellon
New York
$12M +$4.54M +17,092 +45%
PAG
54
Private Advisor Group
New Jersey
$11.9M -$4.1M -15,448 -22%
Janney Montgomery Scott
55
Janney Montgomery Scott
Pennsylvania
$11.5M -$2.04M -7,675 -13%
RFC
56
Regions Financial Corp
Alabama
$11.1M +$1.98M +7,469 +17%
MAWCM
57
Mine & Arao Wealth Creation & Management
California
$10.9M -$1.32M -4,970 -9%
TSS
58
Two Sigma Securities
New York
$10.9M +$6.5M +24,471 +98%
DS
59
DRW Securities
Illinois
$10.8M +$13M +49,120 New
MML Investors Services
60
MML Investors Services
Massachusetts
$10.7M -$913K -3,438 -7%
FDCDDQ
61
Federation des caisses Desjardins du Quebec
Quebec, Canada
$10.4M +$2.04M +7,683 +19%
ANTB
62
AMG National Trust Bank
Colorado
$10M -$1.29M -4,869 -10%
JP Morgan Chase
63
JP Morgan Chase
New York
$10M -$22.6M -85,203 -65%
Wolverine Trading
64
Wolverine Trading
Illinois
$9.89M +$8.9M +33,507 +309%
HF
65
HRT Financial
New York
$9.77M -$3.16M -11,883 -21%
Mariner
66
Mariner
Kansas
$9.63M +$807K +3,037 +7%
SAM
67
Summit Asset Management
Tennessee
$9.28M +$62.4K +235 +0.6%
PFPT
68
Pinnacle Financial Partners (Tennessee)
Tennessee
$8.79M +$1.7M +6,385 +19%
TLIC
69
Taiyo Life Insurance Company
Japan
$8.77M
WCM
70
Washburn Capital Management
Florida
$8.53M -$6.77M -25,486 -40%
PWMAG
71
Pinnacle Wealth Management Advisory Group
New Jersey
$8.53M +$7.59M +28,580 +277%
CWM
72
Campbell Wealth Management
Virginia
$8.33M +$622K +2,343 +7%
WJWM
73
Williams Jones Wealth Management
New York
$8.15M -$43.4M -163,390 -81%
PH
74
Pinnacle Holdings
Oklahoma
$7.83M -$498K -1,874 -5%
CG
75
Cutler Group
California
$7.72M -$13.1M -49,147 -58%

DIA Hedge Fund Activity: Q1 2020 in Review

718 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q1 2020, worth a combined $5.17B — down 35% from $7.93B a quarter earlier.

Sellers outnumbered buyers: 127 funds closed out of DIA and 97 opened new positions — a net loss of 30 holders — while 257 trimmed existing stakes and 201 added.

The largest buyer was Sumitomo Mitsui Financial Group, opening a new position worth an estimated $130M. The largest seller was Churchill Management, exiting entirely with an estimated $389M sold.

  • 718 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q1 2020, down from 755 in Q4 2019.
  • Funds reported $5.17B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q1 2020, down 35% quarter-over-quarter.
  • 97 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q1 2020 and 127 closed out, a net change of -30 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q1 2020 was Sumitomo Mitsui Financial Group, an estimated $130M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q1 2020 was Churchill Management, an estimated $389M sold.

Based on aggregated 13F filings for Q1 2020.