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State Street SPDR Dow Jones Industrial Average ETF Trust
DIA

960 hedge funds and large institutions have $9.7B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2021 Q4 according to their latest regulatory filings, with 159 funds opening new positions, 317 increasing their positions, 235 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed

130% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 69

35% more repeat investments, than reductions

Existing positions increased: 317 | Existing positions reduced: 235

15% more funds holding in top 10

Funds holding in top 10: 52 → 60 (+8)

8% more funds holding

Funds holding: 887 → 960 (+73)

6% more capital invested

Capital invested by funds: $9.14B → $9.7B (+$560M)

0.11% more ownership

Funds ownership: 32.07% → 32.18% (+0.11%)

64% less call options, than puts

Call options by funds: $5.69B | Put options by funds: $15.8B

Holders
960
Holders Change
+73
Holders Change %
+8.23%
% of All Funds
14.77%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
0.92%
New
159
Increased
317
Reduced
235
Closed
69
Calls
$5.69B
Puts
$15.8B
Net Calls
-$10.1B
Net Calls Change
-$2.16B

Top Buyers

Rank Fund Capital Flow
1
Wolverine Trading
Wolverine Trading
Illinois
+$291M
2
Twin Tree Management
Twin Tree Management
Texas
+$81.8M
3
BCM
Brookstone Capital Management
Illinois
+$42.4M
4
SW
SteelPeak Wealth
California
+$29.4M
5
CWP
Capital Wealth Planning
Florida
+$28M

Top Sellers

Rank Fund Capital Flow
1
MB
Mizuho Bank
Japan
-$254M
2
SG Americas Securities
SG Americas Securities
New York
-$137M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$134M
4
Citigroup
Citigroup
New York
-$109M
5
Bank of America
Bank of America
North Carolina
-$105M
Name Holding Trade Value Shares
Change 		Change in
Stake
TNA
476
True North Advisors
Texas
$717K +$3.2K +9 +0.5%
BPA
477
Beacon Pointe Advisors
California
$714K -$1.09M -3,061 -61%
GT
478
Glenmede Trust
Pennsylvania
$713K -$1.42K -4 -0.2%
EWM
479
Evercore Wealth Management
New York
$711K – – –
CIC
480
Carnegie Investment Counsel
Ohio
$708K -$355 -1 -0.1%
UBV
481
United Bank (Virginia)
Virginia
$706K – – –
SIC
482
Sterling Investment Counsel
New York
$699K +$683K +1,923 New
IC
483
Intersect Capital
California
$697K – – –
WA
484
WBH Advisory
Maryland
$694K +$711 +2 +0.1%
RSWM
485
Robertson Stephens Wealth Management
California
$694K +$3.2K +9 +0.5%
AAMA
486
Advanced Asset Management Advisors
Ohio
$693K – – –
MWM
487
Mattern Wealth Management
Kansas
$692K – – –
SIC
488
Salem Investment Counselors
North Carolina
$690K +$101K +283 +18%
AGA
489
Arkos Global Advisors
Texas
$687K – – –
LDFR
490
Lehman & Derafelo Financial Resources
Pennsylvania
$687K – – –
Koshinski Asset Management
491
Koshinski Asset Management
Illinois
$686K +$239K +672 +55%
APW
492
Aurora Private Wealth
New Jersey
$682K -$188K -529 -22%
BP
493
Ballentine Partners
Massachusetts
$682K – – –
VBFG
494
Vishria Bird Financial Group
Tennessee
$677K -$23.1K -65 -3%
SWA
495
Sax Wealth Advisors
New Jersey
$677K +$355 +1 +0.1%
CA
496
Claro Advisors
Massachusetts
$677K +$10.7K +30 +2%
CA
497
Cornerstone Advisory
Maryland
$676K – – –
DWM
498
Doyle Wealth Management
Florida
$671K – – –
AWM
499
Axxcess Wealth Management
California
$669K +$654K +1,840 New
TWM
500
Titus Wealth Management
California
$668K +$322K +905 +97%
18 19
20
21 22

DIA Hedge Fund Activity: Q4 2021 in Review

960 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2021, worth a combined $9.7B — up 6.1% from $9.14B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new DIA positions and 69 closed out — a net gain of 90 holders — while 317 added to existing stakes and 235 trimmed.

The largest buyer was Wolverine Trading, adding an estimated $291M. The largest seller was Mizuho Bank, exiting entirely with an estimated $254M sold.

  • 960 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2021, up from 887 in Q3 2021.
  • Funds reported $9.7B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2021, up 6.1% quarter-over-quarter.
  • 159 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2021 and 69 closed out, a net change of +90 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2021 was Wolverine Trading, an estimated $291M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2021 was Mizuho Bank, an estimated $254M sold.

Based on aggregated 13F filings for Q4 2021.