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State Street SPDR Dow Jones Industrial Average ETF Trust

960 hedge funds and large institutions have $9.7B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2021 Q4 according to their latest regulatory filings, with 159 funds opening new positions, 317 increasing their positions, 235 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed

130% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 69

35% more repeat investments, than reductions

Existing positions increased: 317 | Existing positions reduced: 235

15% more funds holding in top 10

Funds holding in top 10: 5260 (+8)

8% more funds holding

Funds holding: 887960 (+73)

6% more capital invested

Capital invested by funds: $9.14B → $9.7B (+$560M)

0.11% more ownership

Funds ownership: 32.07%32.18% (+0.11%)

64% less call options, than puts

Call options by funds: $5.69B | Put options by funds: $15.8B

Holders
960
Holders Change
+73
Holders Change %
+8.23%
% of All Funds
14.77%
Holding in Top 10
60
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+15.38%
% of All Funds
0.92%
New
159
Increased
317
Reduced
235
Closed
69
Calls
$5.69B
Puts
$15.8B
Net Calls
-$10.1B
Net Calls Change
-$2.16B
Name Holding Trade Value Shares
Change
Change in
Stake
Barclays
26
Barclays
United Kingdom
$65.7M +$4.77M +13,439 +8%
Two Sigma Advisers
27
Two Sigma Advisers
New York
$60M +$8.67M +24,400 +17%
Truist Financial
28
Truist Financial
North Carolina
$55.2M -$1.35M -3,798 -2%
PAG
29
Private Advisor Group
New Jersey
$51M +$15.7M +44,172 +46%
BNP Paribas Financial Markets
30
BNP Paribas Financial Markets
France
$46.9M -$10.7M -30,135 -19%
HighTower Advisors
31
HighTower Advisors
Illinois
$46.8M +$6.3M +17,739 +16%
AWM
32
AE Wealth Management
Kansas
$46.3M -$5.87M -16,531 -11%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$45.9M +$13.5M +37,883 +43%
BCM
34
Brookstone Capital Management
Illinois
$45.7M +$42.4M +119,470 +1,815%
AI
35
Atria Investments
North Carolina
$44.3M +$3.79M +10,662 +10%
SGCA
36
Steel Grove Capital Advisors
Tennessee
$44M
Stifel Financial
37
Stifel Financial
Missouri
$41.6M +$1.69M +4,751 +4%
Squarepoint
38
Squarepoint
New York
$40.6M +$27.5M +77,276 +223%
CS
39
Credit Suisse
Switzerland
$37.7M -$5.08M -14,305 -12%
CI
40
Chartist Inc
California
$36.3M +$1.2M +3,369 +3%
PFG
41
Piershale Financial Group
Illinois
$35.5M +$4.81M +13,531 +16%
JMPWA
42
JP Morgan Private Wealth Advisors
California
$35.4M +$4.45M +12,530 +15%
William Blair & Company
43
William Blair & Company
Illinois
$35.3M +$7.1M +19,971 +26%
CWP
44
Capital Wealth Planning
Florida
$35.2M +$28M +78,942 +443%
WJWM
45
Williams Jones Wealth Management
New York
$34.9M +$1.95M +5,488 +6%
SW
46
SteelPeak Wealth
California
$34.5M +$29.4M +82,816 +678%
SG Americas Securities
47
SG Americas Securities
New York
$34.3M -$137M -385,005 -80%
MML Investors Services
48
MML Investors Services
Massachusetts
$32.3M +$6.43M +18,089 +26%
Rockefeller Capital Management
49
Rockefeller Capital Management
New York
$32.2M -$1.29M -3,641 -4%
FAG
50
Financial Advisory Group
Texas
$31.3M -$102K -286 -0.3%

DIA Hedge Fund Activity: Q4 2021 in Review

960 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2021, worth a combined $9.7B — up 6.1% from $9.14B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new DIA positions and 69 closed out — a net gain of 90 holders — while 317 added to existing stakes and 235 trimmed.

The largest buyer was Wolverine Trading, adding an estimated $291M. The largest seller was Mizuho Bank, exiting entirely with an estimated $254M sold.

  • 960 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2021, up from 887 in Q3 2021.
  • Funds reported $9.7B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2021, up 6.1% quarter-over-quarter.
  • 159 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2021 and 69 closed out, a net change of +90 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2021 was Wolverine Trading, an estimated $291M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2021 was Mizuho Bank, an estimated $254M sold.

Based on aggregated 13F filings for Q4 2021.