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State Street SPDR Dow Jones Industrial Average ETF Trust

884 hedge funds and large institutions have $9.86B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2021 Q1 according to their latest regulatory filings, with 99 funds opening new positions, 290 increasing their positions, 262 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

87% more first-time investments, than exits

New positions opened: 99 | Existing positions closed: 53

21% more capital invested

Capital invested by funds: $8.13B → $9.86B (+$1.72B)

11% more repeat investments, than reductions

Existing positions increased: 290 | Existing positions reduced: 262

6% more funds holding in top 10

Funds holding in top 10: 4952 (+3)

4% more funds holding

Funds holding: 852884 (+32)

1.17% more ownership

Funds ownership: 33.59%34.76% (+1.2%)

21% less call options, than puts

Call options by funds: $4.62B | Put options by funds: $5.87B

Holders
884
Holders Change
+32
Holders Change %
+3.76%
% of All Funds
15.52%
Holding in Top 10
52
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+6.12%
% of All Funds
0.91%
New
99
Increased
290
Reduced
262
Closed
53
Calls
$4.62B
Puts
$5.87B
Net Calls
-$1.25B
Net Calls Change
-$245M
Name Holding Trade Value Shares
Change
Change in
Stake
SG Americas Securities
26
SG Americas Securities
New York
$58.7M -$4.04M -12,811 -7%
LPC
27
Long Pond Capital
New York
$57.9M +$55.4M +175,435 New
HSBC Holdings
28
HSBC Holdings
United Kingdom
$56M -$51.7M -163,839 -50%
Wolverine Trading
29
Wolverine Trading
Illinois
$53.2M +$50.7M +160,757 New
BNP Paribas Financial Markets
30
BNP Paribas Financial Markets
France
$52.4M -$14.7M -46,570 -23%
Truist Financial
31
Truist Financial
North Carolina
$48.7M -$38.1M -120,675 -45%
Barclays
32
Barclays
United Kingdom
$48M +$5.14M +16,277 +13%
CTC (Chicago Trading Company)
33
CTC (Chicago Trading Company)
Illinois
$47.7M +$45.6M +144,493 New
AWM
34
AE Wealth Management
Kansas
$38.8M +$9.79M +31,003 +36%
CS
35
Credit Suisse
Switzerland
$35.6M -$57.7M -182,691 -63%
HighTower Advisors
36
HighTower Advisors
Illinois
$34.8M -$2.13M -6,753 -6%
Citadel Advisors
37
Citadel Advisors
Florida
$34.6M +$1.88M +5,947 +6%
Stifel Financial
38
Stifel Financial
Missouri
$34.4M +$4.81M +15,234 +17%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$32.4M +$3.77M +11,938 +14%
CI
40
Chartist Inc
California
$32.4M -$1.36M -4,302 -4%
Simplex Trading
41
Simplex Trading
Illinois
$32.3M +$30.7M +97,303 +21,623%
SGCA
42
Steel Grove Capital Advisors
Tennessee
$30M -$12.7M -40,096 -31%
IWA
43
Intercontinental Wealth Advisors
Texas
$30M +$22.6M +71,448 +370%
FAG
44
Financial Advisory Group
Texas
$29M -$451K -1,430 -2%
WJWM
45
Williams Jones Wealth Management
New York
$28M +$78K +247 +0.3%
PAG
46
Private Advisor Group
New Jersey
$27.1M -$1.54M -4,875 -6%
AI
47
Atria Investments
North Carolina
$27.1M +$10.6M +33,541 +69%
Jones Financial Companies
48
Jones Financial Companies
Missouri
$27M +$1.6M +5,071 +7%
Rockefeller Capital Management
49
Rockefeller Capital Management
New York
$25.7M +$1.51M +4,774 +7%
IMOV
50
Investment Management of Virginia
Virginia
$25.6M -$640K -2,028 -3%

DIA Hedge Fund Activity: Q1 2021 in Review

884 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q1 2021, worth a combined $9.86B — up 21% from $8.13B a quarter earlier.

Buyers outnumbered sellers: 99 funds opened new DIA positions and 53 closed out — a net gain of 46 holders — while 290 added to existing stakes and 262 trimmed.

The largest buyer was Bank of America, adding an estimated $921M. The largest seller was Goldman Sachs, cutting an estimated $177M.

  • 884 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q1 2021, up from 852 in Q4 2020.
  • Funds reported $9.86B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q1 2021, up 21% quarter-over-quarter.
  • 99 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q1 2021 and 53 closed out, a net change of +46 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q1 2021 was Bank of America, an estimated $921M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q1 2021 was Goldman Sachs, an estimated $177M sold.

Based on aggregated 13F filings for Q1 2021.