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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

847 hedge funds and large institutions have $8.12B invested in SPDR Dow Jones Industrial Average ETF Trust in 2020 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 267 increasing their positions, 213 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
847
Holders Change
+96
Holders Change %
+12.78%
% of All Funds
15.03%
Holding in Top 10
48
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+14.29%
% of All Funds
0.85%
New
156
Increased
267
Reduced
213
Closed
45
Calls
$3.46B
Puts
$4.47B
Net Calls
-$1.01B
Net Calls Change
-$355M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$210M
2
SMFG
Sumitomo Mitsui Financial Group
Japan
+$196M
3
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
+$107M
4
Parallax Volatility Advisers
Parallax Volatility Advisers
California
+$84.8M
5
Goldman Sachs
Goldman Sachs
New York
+$84.5M

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$1.13B
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$230M
3
Citigroup
Citigroup
New York
-$144M
4
CTC (Chicago Trading Company)
CTC (Chicago Trading Company)
Illinois
-$127M
5
Two Sigma Investments
Two Sigma Investments
New York
-$59.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
Nomura Asset Management
451
Nomura Asset Management
Japan
$573K +$573K +1,875 New
NA
452
NewEdge Advisors
Louisiana
$567K +$26.9K +88 +5%
SWM
453
SeaCrest Wealth Management
New York
$565K +$96.7K +316 +21%
FCCM
454
First City Capital Management
Georgia
$564K -$411K -1,306 -42%
FHB
455
First Hawaiian Bank
Hawaii
$562K – – –
OFG
456
Oxford Financial Group
Indiana
$552K – – –
WIA
457
World Investment Advisors
California
$546K -$30.6K -97 -5%
APW
458
Aurora Private Wealth
New Jersey
$544K +$19.6K +64 +4%
SBH
459
Segall Bryant & Hamill
Illinois
$541K -$29.1K -95 -5%
PA
460
PFG Advisors
Arizona
$540K +$37.3K +122 +7%
HCM
461
Hollencrest Capital Management
California
$534K +$86.2K +282 +19%
IFWM
462
Institute for Wealth Management
Colorado
$532K +$28.1K +92 +6%
DWM
463
Doyle Wealth Management
Florida
$531K -$7.03K -23 -1%
TC
464
Telemus Capital
Michigan
$529K – – –
PNAA
465
Pictet North America Advisors
Switzerland
$529K – – –
CIA
466
Capital Investment Advisors
Georgia
$528K -$118K -387 -18%
Carson Wealth (CWM LLC)
467
Carson Wealth (CWM LLC)
Nebraska
$528K – – –
PCFFS
468
Pacific Center for Financial Services
California
$528K – – –
MC
469
Moors & Cabot
Massachusetts
$527K +$52.9K +173 +11%
RIL
470
Rothschild Investment LLC
Illinois
$523K +$20.8K +68 +4%
RSWM
471
Robertson Stephens Wealth Management
California
$520K – – –
GFPC
472
Global Financial Private Client
Florida
$518K +$16.5K +54 +3%
AFG
473
Albion Financial Group
Utah
$513K +$513K +1,677 New
CPA
474
Court Place Advisors
Maryland
$512K – – –
EWM
475
Empirical Wealth Management
Washington
$511K +$101K +330 +25%
17 18
19
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