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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

630 hedge funds and large institutions have $6.49B invested in SPDR Dow Jones Industrial Average ETF Trust in 2018 Q4 according to their latest regulatory filings, with 102 funds opening new positions, 187 increasing their positions, 189 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
630
Holders Change
+23
Holders Change %
+3.79%
% of All Funds
14.06%
Holding in Top 10
38
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-5%
% of All Funds
0.85%
New
102
Increased
187
Reduced
189
Closed
73
Calls
$3.57B
Puts
$3.09B
Net Calls
+$482M
Net Calls Change
-$1.21B

Top Buyers

1
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$343M
2
Bank of America
Bank of America
North Carolina
+$222M
3
Manulife (Manufacturers Life Insurance)
Manulife (Manufacturers Life Insurance)
Ontario, Canada
+$130M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$123M
5
Morgan Stanley
Morgan Stanley
New York
+$49.8M

Top Sellers

1
SMFG
Sumitomo Mitsui Financial Group
Japan
-$215M
2
MSU
Mizuho Securities USA
New York
-$203M
3
Nomura Holdings
Nomura Holdings
Japan
-$176M
4
Citadel Advisors
Citadel Advisors
Florida
-$138M
5
CWM
Cornerstone Wealth Management
Missouri
-$133M
Name Holding Trade Value Shares
Change 		Shares
Change %
DLHL
426
Donald L. Hagan LLC
Florida
$326K – – –
NF
427
Nikulski Financial
Iowa
$326K +$3.49K +15 +1%
AIP
428
Ahrens Investment Partners
Louisiana
$321K -$60K -257 -16%
CCM
429
Coldstream Capital Management
Washington
$321K -$11.9K -51 -4%
PCM
430
Parsons Capital Management
Rhode Island
$321K – – –
PFM
431
Parsec Financial Management
North Carolina
$319K +$22.8K +98 +8%
AP
432
Appleton Partners
Massachusetts
$318K -$105K -450 -25%
CA
433
Claro Advisors
Massachusetts
$317K +$317K +1,200 New
APP
434
Avantax Planning Partners
Iowa
$315K – – –
FCH
435
Freestone Capital Holdings
Washington
$315K – – –
CIC
436
Carnegie Investment Counsel
Ohio
$310K -$246K -1,054 -44%
CSIC
437
Clifford Swan Investment Counsel
California
$309K -$23.3K -100 -7%
CAPTRUST Financial Advisors
438
CAPTRUST Financial Advisors
North Carolina
$308K -$29.2K -125 -9%
MCM
439
Maryland Capital Management
Maryland
$305K +$1.63K +7 +0.5%
WP
440
WealthSource Partners
California
$305K +$305K +1,307 New
PNAA
441
Pictet North America Advisors
Switzerland
$303K +$303K +1,300 New
PCA
442
Personal Capital Advisors
California
$302K +$12.1K +52 +4%
BF
443
BOK Financial
Oklahoma
$301K -$106K -455 -26%
LDFR
444
Lehman & Derafelo Financial Resources
Pennsylvania
$299K +$299K +1,281 New
DCM
445
Donaldson Capital Management
Indiana
$297K -$162K -698 -35%
BB
446
Busey Bank
Illinois
$296K – – –
VDI
447
Vaughan David Investments
Illinois
$295K +$295K +1,265 New
PGFC
448
Peapack-Gladstone Financial Corp
New Jersey
$294K – – –
GVAG
449
Great Valley Advisor Group
Delaware
$294K +$294K +1,262 New
WSTAM
450
Wilbanks Smith & Thomas Asset Management
Virginia
$293K +$233 +1 +0.1%
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