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State Street SPDR Dow Jones Industrial Average ETF Trust

445 hedge funds and large institutions have $4.74B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q4 according to their latest regulatory filings, with 94 funds opening new positions, 135 increasing their positions, 112 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

276% more first-time investments, than exits

New positions opened: 94 | Existing positions closed: 25

31% more capital invested

Capital invested by funds: $3.61B → $4.74B (+$1.12B)

30% more funds holding in top 10

Funds holding in top 10: 2330 (+7)

21% more repeat investments, than reductions

Existing positions increased: 135 | Existing positions reduced: 112

16% more funds holding

Funds holding: 384445 (+61)

3.49% more ownership

Funds ownership: 28.9%32.39% (+3.5%)

7% less call options, than puts

Call options by funds: $1.75B | Put options by funds: $1.88B

Holders
445
Holders Change
+61
Holders Change %
+15.89%
% of All Funds
11.13%
Holding in Top 10
30
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+30.43%
% of All Funds
0.75%
New
94
Increased
135
Reduced
112
Closed
25
Calls
$1.75B
Puts
$1.88B
Net Calls
-$122M
Net Calls Change
-$376M
Name Holding Trade Value Shares
Change
Change in
Stake
TSW
426
Thompson Siegel & Walmsley
Virginia
$10K
VCM
427
Versant Capital Management
Arizona
$10K
CWM
428
Cranbrook Wealth Management
Michigan
$9K
DADC
429
D.A. Davidson & Co
Montana
$9K
WCM
430
Wealthcare Capital Management
Virginia
$9K
Thrivent Financial for Lutherans
431
Thrivent Financial for Lutherans
Minnesota
$8K
YWP
432
YorkBridge Wealth Partners
New York
$8K +$8.3K +44 New
FFW
433
Fusion Family Wealth
New York
$8K +$8.48K +45 New
TCM
434
Tradewinds Capital Management
Washington
$7K
SQA
435
Simon Quick Advisors
New Jersey
$7K +$6.6K +35 New
CWM
436
Cedar Wealth Management
California
$5K
FMP
437
Financial Management Professionals
Texas
$5K
BTIS
438
BB&T Investment Services
North Carolina
$5K +$4.9K +26 New
BWM
439
Baystate Wealth Management
Massachusetts
$4K +$4.15K +22 New
LWAC
440
Laurel Wealth Advisors (California)
California
$4K +$4.34K +23 New
AWMS
441
Advocacy Wealth Management Services
Georgia
$3K -$1.7K -9 -39%
CFA
442
Carroll Financial Associates
North Carolina
$3K
TCOV
443
Trust Company of Vermont
Vermont
$2K
SIM
444
Sonora Investment Management
Arizona
$1.98K
CCS
445
Crosspoint Capital Strategies
California
$1K -$189 -1 -13%
EWM
446
Edge Wealth Management
New York
$1K
PA
447
Perceptive Advisors
New York
$1K +$566 +3 New
MPWT
448
MassMutual Private Wealth & Trust
Connecticut
$198 +$189 +1 New
PK
449
Pflug Koory
Nebraska
$9 +$8.48K +45 New
Two Sigma Advisers
450
Two Sigma Advisers
New York
-$20.5M -112,000 Closed

DIA Hedge Fund Activity: Q4 2016 in Review

445 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2016, worth a combined $4.74B — up 31% from $3.61B a quarter earlier.

Buyers outnumbered sellers: 94 funds opened new DIA positions and 25 closed out — a net gain of 69 holders — while 135 added to existing stakes and 112 trimmed.

The largest buyer was Churchill Management, adding an estimated $217M. The largest seller was Nomura Holdings, cutting an estimated $96.6M.

  • 445 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2016, up from 384 in Q3 2016.
  • Funds reported $4.74B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2016, up 31% quarter-over-quarter.
  • 94 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2016 and 25 closed out, a net change of +69 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2016 was Churchill Management, an estimated $217M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2016 was Nomura Holdings, an estimated $96.6M sold.

Based on aggregated 13F filings for Q4 2016.