State Street SPDR Dow Jones Industrial Average ETF Trust
397 hedge funds and large institutions have $4.45B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2015 Q4 according to their latest regulatory filings, with 76 funds opening new positions, 109 increasing their positions, 110 reducing their positions, and 31 closing their positions.
145% more first-time investments, than exits
New positions opened: 76 | Existing positions closed: 31
42% more capital invested
Capital invested by funds: $3.14B → $4.45B (+$1.31B)
22% more funds holding in top 10
Funds holding in top 10: 23 → 28 (+5)
12% more funds holding
Funds holding: 355 → 397 (+42)
5.86% more ownership
Funds ownership: 29.26% → 35.12% (+5.9%)
2% more call options, than puts
Call options by funds: $2.35B | Put options by funds: $2.3B
1% less repeat investments, than reductions
Existing positions increased: 109 | Existing positions reduced: 110
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$249M |
| 2 |
Citigroup
New York
|
+$181M |
| 3 |
Wells Fargo
San Francisco,
California
|
+$150M |
| 4 |
Nomura Holdings
Tokyo,
Japan
|
+$131M |
| 5 |
Morgan Stanley
New York
|
+$118M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
-$92.2M |
| 2 |
VKH
Virtu KCG Holdings
New York
|
-$43M |
| 3 |
SG Americas Securities
New York
|
-$42.5M |
| 4 |
JG
Jefferies Group
New York
|
-$39.3M |
| 5 |
Parallax Volatility Advisers
San Francisco,
California
|
-$39M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
RIA
426
Regal Investment Advisors
Kentwood,
Michigan
| – | -$22K | -141 | Closed |
|
|
TC
427
Trust Company
Manhattan,
Kansas
| – | -$22K | -135 | Closed |
|
|
KCM
428
Karp Capital Management
Sausalito,
California
| – | -$21K | -130 | Closed |
|
|
FMA
429
FNY Managed Accounts
New York
| – | -$16.3K | -100 | Closed |
|
430
Toronto Dominion Bank
Toronto, Ontario,
Ontario, Canada
| – | -$7K | -45 | Closed |
|
|
NMIS
431
Northwestern Mutual Investment Services
Milwaukee,
Wisconsin
| – | -$1K | -6 | Closed |
|
DIA Hedge Fund Activity: Q4 2015 in Review
397 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2015, worth a combined $4.45B — up 42% from $3.14B a quarter earlier.
Buyers outnumbered sellers: 76 funds opened new DIA positions and 31 closed out — a net gain of 45 holders — while 109 added to existing stakes and 110 trimmed.
The largest buyer was Bank of America, adding an estimated $249M. The largest seller was UBS Group, cutting an estimated $92.2M.
- 397 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2015, up from 355 in Q3 2015.
- Funds reported $4.45B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2015, up 42% quarter-over-quarter.
- 76 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2015 and 31 closed out, a net change of +45 holders.
- The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2015 was Bank of America, an estimated $249M added.
- The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2015 was UBS Group, an estimated $92.2M sold.
Based on aggregated 13F filings for Q4 2015.