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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

387 hedge funds and large institutions have $3.92B invested in SPDR Dow Jones Industrial Average ETF Trust in 2016 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 103 increasing their positions, 142 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
387
Holders Change
-10
Holders Change %
-2.52%
% of All Funds
10.33%
Holding in Top 10
24
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.29%
% of All Funds
0.64%
New
35
Increased
103
Reduced
142
Closed
40
Calls
$2.22B
Puts
$1.73B
Net Calls
+$486M
Net Calls Change
+$434M

Top Buyers

1
SMM
Stadion Money Management
Georgia
$213M
2
HI
Horizon Investments
North Carolina
$132M
3
SG Americas Securities
SG Americas Securities
New York
$168M
4
Parallax Volatility Advisers
Parallax Volatility Advisers
California
$61.4M
5
N
Natixis
France
$76.7M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$429M
2
Nomura Holdings
Nomura Holdings
Japan
$27.1M
3
Bank of America
Bank of America
North Carolina
$357M
4
MSU
Mizuho Securities USA
New York
$0
5
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$97.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
DADC
376
D.A. Davidson & Co
Montana
$8K -$3.84K -24 -32%
CWM
377
Cranbrook Wealth Management
Michigan
$8K – – –
WCM
378
Wealthcare Capital Management
Virginia
$8K – – –
Thrivent Financial for Lutherans
379
Thrivent Financial for Lutherans
Minnesota
$7K – – –
Carson Wealth (CWM LLC)
380
Carson Wealth (CWM LLC)
Nebraska
$7K +$7K +42 New
TCM
381
Tradewinds Capital Management
Washington
$6K – – –
JGIA
382
Jackson Grant Investment Advisers
Connecticut
$6K – – –
FMP
383
Financial Management Professionals
Texas
$5K – – –
FMII
384
Farmers & Merchants Investments Inc
Nebraska
$4K -$1.92K -12 -32%
CWM
385
Cedar Wealth Management
California
$4K +$4K +25 New
FIB
386
First Interstate Bank
Montana
$2K -$103K -618 -98%
TCOV
387
Trust Company of Vermont
Vermont
$2K – – –
AssetMark Inc
388
AssetMark Inc
California
$1K -$48.5K -291 -98%
CCS
389
Crosspoint Capital Strategies
California
$1K -$34.3K -274 -97%
EWM
390
Endurance Wealth Management
Rhode Island
$48 -$3 -15 -5%
MSU
391
Mizuho Securities USA
New York
– -$108M -620,411 Closed
Nuveen Asset Management
392
Nuveen Asset Management
Illinois
– -$24.4K -140,000 Closed
QIM
393
Quantitative Investment Management
Virginia
– -$21.1M -121,100 Closed
CCM
394
Connective Capital Management
California
– -$16.3M -93,400 Closed
DCM
395
DeGreen Capital Management
Arizona
– -$13.6M -77,931 Closed
CWM
396
CIBC World Markets
New York
– -$5.76M -33,109 Closed
Credit Agricole
397
Credit Agricole
France
– -$4.67M -26,810 Closed
HT
398
HAP Trading
New York
– -$3.8M -21,820 Closed
Simplex Trading
399
Simplex Trading
Illinois
– -$3.78M -21,726 Closed
CCMH
400
Cornerstone Capital Management Holdings
New York
– -$3.62M -20,815 Closed
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