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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

575 hedge funds and large institutions have $8.8B invested in SPDR Dow Jones Industrial Average ETF Trust in 2017 Q4 according to their latest regulatory filings, with 126 funds opening new positions, 175 increasing their positions, 147 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
575
Holders Change
+95
Holders Change %
+19.79%
% of All Funds
13.06%
Holding in Top 10
52
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+20.93%
% of All Funds
1.18%
New
126
Increased
175
Reduced
147
Closed
28
Calls
$2.3B
Puts
$3.02B
Net Calls
-$725M
Net Calls Change
-$780M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$241M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$155M
3
SG Americas Securities
SG Americas Securities
New York
+$134M
4
Wolverine Trading
Wolverine Trading
Illinois
+$121M
5
Citadel Advisors
Citadel Advisors
Florida
+$120M

Top Sellers

1
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
-$201M
2
Morgan Stanley
Morgan Stanley
New York
-$103M
3
Parallax Volatility Advisers
Parallax Volatility Advisers
California
-$88.8M
4
Goldman Sachs
Goldman Sachs
New York
-$71.4M
5
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives
Japan
-$48.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
DE
351
Day & Ennis
Georgia
$464K +$464K +1,875 New
SBH
352
Segall Bryant & Hamill
Illinois
$461K – – –
BF
353
BOK Financial
Oklahoma
$460K +$145K +588 +46%
AIP
354
Ahrens Investment Partners
Louisiana
$460K +$164K +665 +56%
SIAS
355
Shine Investment Advisory Services
Colorado
$458K +$2.23K +9 +0.5%
SWM
356
SeaCrest Wealth Management
New York
$457K +$457K +1,846 New
UWM
357
USAdvisors Wealth Management
Minnesota
$456K +$456K +1,842 New
IC
358
InterOcean Capital
Illinois
$455K – – –
MCM
359
Maryland Capital Management
Maryland
$453K -$95.3K -385 -17%
OSNBOA
360
Old Second National Bank of Aurora
Illinois
$448K – – –
BRWA
361
B. Riley Wealth Advisors
Florida
$448K +$43.3K +175 +11%
SF
362
Synovus Financial
Georgia
$445K -$1.03M -4,152 -70%
SAM
363
SignalPoint Asset Management
Missouri
$445K -$54.4K -220 -11%
FIB
364
First Interstate Bank
Montana
$444K -$12.4K -50 -3%
FHA
365
Flagship Harbor Advisors
Massachusetts
$442K +$22K +87 +5%
Cetera Investment Advisers
366
Cetera Investment Advisers
Illinois
$436K -$594K -2,405 -58%
MIC
367
Meridian Investment Counsel
California
$436K – – –
MC
368
Moors & Cabot
Massachusetts
$435K +$11.4K +46 +3%
JWBC
369
J.W. Burns & Co
New York
$426K -$1.24K -5 -0.3%
BFC
370
Blue Fin Capital
Rhode Island
$421K -$35.7K -144 -8%
SSWM
371
Sheets Smith Wealth Management
North Carolina
$421K – – –
AP
372
Appleton Partners
Massachusetts
$418K – – –
FCMT
373
Founders Capital Management (Texas)
Texas
$411K +$8.66K +35 +2%
FUBT
374
First United Bank & Trust
Maryland
$407K – – –
WA
375
WESPAC Advisors
California
$397K -$134K -543 -25%
13 14
15
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