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State Street SPDR Dow Jones Industrial Average ETF Trust

445 hedge funds and large institutions have $4.74B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q4 according to their latest regulatory filings, with 94 funds opening new positions, 135 increasing their positions, 112 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

276% more first-time investments, than exits

New positions opened: 94 | Existing positions closed: 25

31% more capital invested

Capital invested by funds: $3.61B → $4.74B (+$1.12B)

30% more funds holding in top 10

Funds holding in top 10: 2330 (+7)

21% more repeat investments, than reductions

Existing positions increased: 135 | Existing positions reduced: 112

16% more funds holding

Funds holding: 384445 (+61)

3.49% more ownership

Funds ownership: 28.9%32.39% (+3.5%)

7% less call options, than puts

Call options by funds: $1.75B | Put options by funds: $1.88B

Holders
445
Holders Change
+61
Holders Change %
+15.89%
% of All Funds
11.13%
Holding in Top 10
30
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+30.43%
% of All Funds
0.75%
New
94
Increased
135
Reduced
112
Closed
25
Calls
$1.75B
Puts
$1.88B
Net Calls
-$122M
Net Calls Change
-$376M
Name Holding Trade Value Shares
Change
Change in
Stake
BF
351
BOK Financial
Oklahoma
$235K -$8.67K -46 -4%
LA
352
Legacy Advisors
Pennsylvania
$235K +$224K +1,190 New
DW
353
Domani Wealth
Pennsylvania
$229K -$252K -1,337 -54%
RWA
354
Ropes Wealth Advisors
Massachusetts
$229K
PFM
355
Parsec Financial Management
North Carolina
$228K -$221K -1,174 -50%
BlackRock
356
BlackRock
New York
$228K -$18.3K -97 -8%
HWA
357
HCR Wealth Advisors
California
$226K +$216K +1,144 New
NSIM
358
North Star Investment Management
Illinois
$215K
PAG
359
Pinnacle Advisory Group
Maryland
$213K +$203K +1,076 New
MFT
360
Moisand Fitzgerald Tamayo
Florida
$212K -$9.99K -53 -5%
Mariner
361
Mariner
Kansas
$211K -$49.4K -262 -20%
WA
362
WESPAC Advisors
California
$210K +$200K +1,061 New
KAM
363
Keeley Asset Management
Illinois
$205K +$196K +1,040 New
GP
364
Girard Partners
Pennsylvania
$203K +$194K +1,028 New
Fiera Capital (Canada)
365
Fiera Capital (Canada)
Quebec, Canada
$203K +$194K +1,029 New
MHS
366
M Holdings Securities
Oregon
$201K +$192K +1,019 New
TWA
367
TCI Wealth Advisors
Arizona
$173K
CFG
368
Citizens Financial Group
Rhode Island
$172K -$18.9K -100 -10%
CAPTRUST Financial Advisors
369
CAPTRUST Financial Advisors
North Carolina
$167K +$159K +844 New
ACS
370
Archford Capital Strategies
Illinois
$164K
MWM
371
MinichMacGregor Wealth Management
New York
$158K +$189 +1 +0.1%
AF
372
Allworth Financial
California
$156K -$404K -2,143 -73%
CHC
373
City Holding Co
West Virginia
$148K
BFEC
374
Benjamin F. Edwards & Company
Missouri
$146K +$6.22K +33 +5%
BWA
375
Burt Wealth Advisors
Maryland
$119K

DIA Hedge Fund Activity: Q4 2016 in Review

445 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2016, worth a combined $4.74B — up 31% from $3.61B a quarter earlier.

Buyers outnumbered sellers: 94 funds opened new DIA positions and 25 closed out — a net gain of 69 holders — while 135 added to existing stakes and 112 trimmed.

The largest buyer was Churchill Management, adding an estimated $217M. The largest seller was Nomura Holdings, cutting an estimated $96.6M.

  • 445 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2016, up from 384 in Q3 2016.
  • Funds reported $4.74B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2016, up 31% quarter-over-quarter.
  • 94 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2016 and 25 closed out, a net change of +69 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2016 was Churchill Management, an estimated $217M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2016 was Nomura Holdings, an estimated $96.6M sold.

Based on aggregated 13F filings for Q4 2016.