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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

355 hedge funds and large institutions have $3.14B invested in SPDR Dow Jones Industrial Average ETF Trust in 2015 Q3 according to their latest regulatory filings, with 42 funds opening new positions, 102 increasing their positions, 109 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
355
Holders Change
–
Holders Change %
0%
% of All Funds
9.92%
Holding in Top 10
23
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-8%
% of All Funds
0.64%
New
42
Increased
102
Reduced
109
Closed
39
Calls
$2.51B
Puts
$2.97B
Net Calls
-$462M
Net Calls Change
+$526M

Top Buyers

1
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$136M
2
Morgan Stanley
Morgan Stanley
New York
$416M
3
CS
Credit Suisse
Switzerland
$94M
4
Goldman Sachs
Goldman Sachs
New York
$124M
5
Bank of Montreal
Bank of Montreal
Ontario, Canada
$87.6M

Top Sellers

1
MSU
Mizuho Securities USA
New York
$0
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$70.1M
3
VF
Virtu Financial
New York
$3.01M
4
HSBC Holdings
HSBC Holdings
United Kingdom
$6.28M
5
TH
Timber Hill
Connecticut
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
TCM
351
Tradewinds Capital Management
Washington
$6K -$39.8K -239 -87%
FMII
352
Farmers & Merchants Investments Inc
Nebraska
$6K – – –
FMP
353
Financial Management Professionals
Texas
$5K – – –
SIM
354
Sonora Investment Management
Arizona
$2K +$2K +10 New
NMIS
355
Northwestern Mutual Investment Services
Wisconsin
$1K +$1K +6 New
FNBOO
356
First National Bank of Omaha
Nebraska
$526 – – –
MSU
357
Mizuho Securities USA
New York
– -$244M -1,387,814 Closed
TH
358
Timber Hill
Connecticut
– -$23.2M -131,834 Closed
Walleye Trading
359
Walleye Trading
New York
– -$10.2M -58,162 Closed
CI
360
Chartist Inc
California
– -$7.73M -43,663 Closed
ECML
361
Eagle Capital Management (Louisiana)
Louisiana
– -$4.54M -25,825 Closed
DWM
362
Destination Wealth Management
California
– -$1.61M -9,149 Closed
IFWM
363
Institute for Wealth Management
Colorado
– -$1.38M -7,869 Closed
CCM
364
Context Capital Management
California
– -$1.32M -7,500 Closed
PIA
365
Peachtree Investment Advisors
Georgia
– -$1.25M -7,110 Closed
CT
366
CMT Trading
Illinois
– -$966K -5,496 Closed
ACM
367
Ashford Capital Management
Delaware
– -$614K -3,492 Closed
CCWA
368
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
– -$563K -3,200 Closed
FSA
369
Financial Sense Advisors
California
– -$527K -3,000 Closed
VC
370
Vicus Capital
Pennsylvania
– -$386K -2,197 Closed
CAS
371
Cue Advisory Services
Arizona
– -$382K -2,174 Closed
CAM
372
Concorde Asset Management
Michigan
– -$343K -1,948 Closed
PFS
373
Prospera Financial Services
Texas
– -$316K -1,796 Closed
BP
374
Ballentine Partners
Massachusetts
– -$264K -1,500 Closed
FCCM
375
First City Capital Management
Georgia
– -$259K -1,475 Closed
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