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State Street SPDR Dow Jones Industrial Average ETF Trust

663 hedge funds and large institutions have $7.78B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2019 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 207 increasing their positions, 206 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 41

9% more funds holding in top 10

Funds holding in top 10: 3538 (+3)

5% more capital invested

Capital invested by funds: $7.39B → $7.78B (+$393M)

1.84% more ownership

Funds ownership: 34.07%35.91% (+1.8%)

1% more funds holding

Funds holding: 657663 (+6)

0% more repeat investments, than reductions

Existing positions increased: 207 | Existing positions reduced: 206

11% less call options, than puts

Call options by funds: $3.97B | Put options by funds: $4.45B

Holders
663
Holders Change
+6
Holders Change %
+0.91%
% of All Funds
14.54%
Holding in Top 10
38
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+8.57%
% of All Funds
0.83%
New
53
Increased
207
Reduced
206
Closed
41
Calls
$3.97B
Puts
$4.45B
Net Calls
-$485M
Net Calls Change
-$885M
Name Holding Trade Value Shares
Change
Change in
Stake
CA
301
Commerzbank Aktiengesellschaft
Germany
$910K -$1.35M -5,069 -60%
CTC
302
Central Trust Company
Missouri
$907K -$2.67K -10 -0.3%
FANJ
303
Financial Architects (New Jersey)
New Jersey
$903K -$1.48M -5,528 -62%
CG
304
Caprock Group
Idaho
$892K
BAM
305
Belpointe Asset Management
Nevada
$891K -$32K -120 -3%
RC
306
RegentAtlantic Capital
New Jersey
$889K
MWM
307
Mission Wealth Management
California
$871K +$160K +600 +23%
AllianceBernstein
308
AllianceBernstein
Tennessee
$869K -$1.33K -5 -0.2%
PAM
309
Pegasus Asset Management
New York
$867K -$16K -60 -2%
IFAM
310
Institutional & Family Asset Management
Colorado
$844K +$564K +2,113 +207%
SWA
311
Stratos Wealth Advisors
Ohio
$836K +$3.2K +12 +0.4%
SC
312
Scotia Capital
Ontario, Canada
$828K -$3.41M -12,765 -81%
KCM
313
Karp Capital Management
California
$817K
LA
314
Legacy Advisors
Pennsylvania
$817K +$157K +590 +24%
HCM
315
Hilton Capital Management
New York
$814K -$227K -850 -22%
MGIA
316
Moneta Group Investment Advisors
Missouri
$801K +$794K +2,976 New
SWM
317
SeaCrest Wealth Management
New York
$797K +$365K +1,367 +86%
SFSIG
318
San Francisco Sentry Investment Group
California
$787K +$2.67K +10 +0.3%
UFF
319
USA Financial Formulas
Michigan
$786K -$503K -1,885 -39%
WAAG
320
Wealth Alliance Advisory Group
Kansas
$759K +$9.61K +36 +1%
DC
321
Davenport & Co
Virginia
$753K +$3.2K +12 +0.4%
AI
322
Atria Investments
North Carolina
$744K +$6.67K +25 +0.9%
Kovitz Investment Group Partners
323
Kovitz Investment Group Partners
Illinois
$725K +$508K +1,903 +240%
FA
324
Fagan Associates
New York
$724K -$25.4K -95 -3%
Cetera Investment Advisers
325
Cetera Investment Advisers
Illinois
$718K +$61.1K +229 +9%

DIA Hedge Fund Activity: Q3 2019 in Review

663 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2019, worth a combined $7.78B — up 5.3% from $7.39B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new DIA positions and 41 closed out — a net gain of 12 holders — while 207 added to existing stakes and 206 trimmed.

The largest buyer was Churchill Management, opening a new position worth an estimated $311M. The largest seller was Royal Bank of Canada, cutting an estimated $231M.

  • 663 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2019, up from 657 in Q2 2019.
  • Funds reported $7.78B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2019, up 5.3% quarter-over-quarter.
  • 53 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2019 and 41 closed out, a net change of +12 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2019 was Churchill Management, an estimated $311M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2019 was Royal Bank of Canada, an estimated $231M sold.

Based on aggregated 13F filings for Q3 2019.