We are live on ! Find out more
DIA icon

State Street SPDR Dow Jones Industrial Average ETF Trust

445 hedge funds and large institutions have $4.74B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2016 Q4 according to their latest regulatory filings, with 94 funds opening new positions, 135 increasing their positions, 112 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

276% more first-time investments, than exits

New positions opened: 94 | Existing positions closed: 25

31% more capital invested

Capital invested by funds: $3.61B → $4.74B (+$1.12B)

30% more funds holding in top 10

Funds holding in top 10: 2330 (+7)

21% more repeat investments, than reductions

Existing positions increased: 135 | Existing positions reduced: 112

16% more funds holding

Funds holding: 384445 (+61)

3.49% more ownership

Funds ownership: 28.9%32.39% (+3.5%)

7% less call options, than puts

Call options by funds: $1.75B | Put options by funds: $1.88B

Holders
445
Holders Change
+61
Holders Change %
+15.89%
% of All Funds
11.13%
Holding in Top 10
30
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+30.43%
% of All Funds
0.75%
New
94
Increased
135
Reduced
112
Closed
25
Calls
$1.75B
Puts
$1.88B
Net Calls
-$122M
Net Calls Change
-$376M
Name Holding Trade Value Shares
Change
Change in
Stake
CG
301
Caprock Group
Idaho
$346K +$101K +534 +44%
AWM
302
AE Wealth Management
Kansas
$341K +$326K +1,728 New
SSWM
303
Sheets Smith Wealth Management
North Carolina
$336K
AP
304
Appleton Partners
Massachusetts
$334K +$23.6K +125 +8%
CSIC
305
Clifford Swan Investment Counsel
California
$331K
CMP
306
Courage Miller Partners
Virginia
$331K +$9.43K +50 +3%
TC
307
Telemus Capital
Michigan
$324K -$238K -1,263 -44%
QAM
308
QCI Asset Management
New York
$322K -$4.71K -25 -2%
Truist Financial
309
Truist Financial
North Carolina
$321K +$29.4K +156 +11%
GT
310
Greenleaf Trust
Michigan
$316K
OFG
311
Oxford Financial Group
Indiana
$315K +$301K +1,594 New
CIC
312
Carnegie Investment Counsel
Ohio
$313K +$30.4K +161 +11%
EFS
313
Essex Financial Services
Connecticut
$312K +$298K +1,582 New
SFSIG
314
San Francisco Sentry Investment Group
California
$310K -$46.2K -245 -14%
PFA
315
Paradigm Financial Advisors
Missouri
$309K
FHA
316
Flagship Harbor Advisors
Massachusetts
$306K +$291K +1,541 New
FMBTD
317
First Midwest Bank Trust Division
Illinois
$301K
PP
318
PagnatoKarp Partners
Virginia
$298K +$283K +1,503 New
SSB
319
Sandy Spring Bank
Maryland
$297K
AAM
320
Aureus Asset Management
Massachusetts
$296K
PCM
321
Parsons Capital Management
Rhode Island
$295K -$1.89K -10 -0.7%
APP
322
Avantax Planning Partners
Iowa
$295K +$281K +1,492 New
LJAC
323
L.J. Altfest & Co
New York
$294K +$281K +1,491 New
MWAC
324
Mariner Wealth Advisors (Cincinnati)
Ohio
$292K -$943 -5 -0.3%
BB
325
Busey Bank
Illinois
$290K +$277K +1,468 New

DIA Hedge Fund Activity: Q4 2016 in Review

445 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q4 2016, worth a combined $4.74B — up 31% from $3.61B a quarter earlier.

Buyers outnumbered sellers: 94 funds opened new DIA positions and 25 closed out — a net gain of 69 holders — while 135 added to existing stakes and 112 trimmed.

The largest buyer was Churchill Management, adding an estimated $217M. The largest seller was Nomura Holdings, cutting an estimated $96.6M.

  • 445 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q4 2016, up from 384 in Q3 2016.
  • Funds reported $4.74B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q4 2016, up 31% quarter-over-quarter.
  • 94 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q4 2016 and 25 closed out, a net change of +69 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q4 2016 was Churchill Management, an estimated $217M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q4 2016 was Nomura Holdings, an estimated $96.6M sold.

Based on aggregated 13F filings for Q4 2016.